Watermark Asset Management

Watermark Asset Management as of Sept. 30, 2017

Portfolio Holdings for Watermark Asset Management

Watermark Asset Management holds 249 positions in its portfolio as reported in the September 2017 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares S&P 500 Index (IVV) 19.6 $45M 178k 252.93
iShares Lehman Aggregate Bond (AGG) 16.8 $39M 353k 109.59
Vanguard Europe Pacific ETF (VEA) 9.2 $21M 486k 43.41
iShares S&P MidCap 400 Index (IJH) 5.1 $12M 65k 178.90
Vanguard Total Stock Market ETF (VTI) 4.6 $11M 81k 129.52
Schwab U S Broad Market ETF (SCHB) 4.5 $10M 170k 60.91
Vanguard Emerging Markets ETF (VWO) 4.2 $9.6M 221k 43.57
iShares S&P SmallCap 600 Index (IJR) 3.6 $8.3M 112k 74.22
Schwab Strategic Tr us lrg cap etf (SCHX) 2.5 $5.7M 95k 60.04
Schwab International Equity ETF (SCHF) 2.3 $5.4M 161k 33.47
Schwab Strategic Tr us aggregate b (SCHZ) 2.3 $5.3M 102k 52.36
iShares Barclays Inter Crd Bd Fund ETF) (IGIB) 2.0 $4.7M 43k 110.16
Vanguard High Dividend Yield ETF (VYM) 1.9 $4.3M 53k 81.07
iShares Dow Jones U.S. Index Fund (IYY) 1.6 $3.7M 29k 126.04
Db-x Msci Eafe Currency-hedged (DBEF) 1.5 $3.5M 114k 31.03
Vanguard FTSE All-World ex-US ETF (VEU) 1.5 $3.4M 65k 52.71
SPDR Barclays Cptl Shrt Term Corp Bd ETF (SPSB) 1.4 $3.1M 102k 30.67
iShares IBoxx $ Invest Grade Corp Bd (LQD) 1.2 $2.8M 23k 121.25
iShares JPMorgan USD Emer Mkt Bnd Fd ETF (EMB) 1.1 $2.5M 21k 116.43
Schwab Emerging Markets Equity ETF (SCHE) 1.0 $2.3M 85k 26.91
SPDR MSCI ACWI ex-US (CWI) 0.8 $1.8M 47k 37.82
iShares Lehman 7-10 Yr Treas. Bond (IEF) 0.7 $1.7M 16k 106.52
Spdr S&p 500 Etf (SPY) 0.7 $1.7M 6.7k 251.22
iShares Lehman MBS Bond Fund (MBB) 0.7 $1.5M 14k 107.10
iShares MSCI EAFE Index Fund (EFA) 0.5 $1.2M 17k 68.46
Technology SPDR (XLK) 0.5 $1.1M 19k 59.08
Ishares Tr usa min vo (USMV) 0.5 $1.2M 23k 50.34
Ishares U S Etf Tr Short Matur sht mat bd etf (NEAR) 0.5 $1.1M 23k 50.29
Schwab U S Small Cap ETF (SCHA) 0.5 $1.1M 16k 67.36
Vanguard Energy ETF (VDE) 0.5 $1.1M 11k 93.56
iShares iBoxx $ High Yid Corp Bond (HYG) 0.4 $973k 11k 88.73
PowerShares QQQ Trust, Series 1 0.3 $733k 5.0k 145.47
Chevron Corporation (CVX) 0.3 $711k 6.1k 117.42
Apple (AAPL) 0.3 $717k 4.7k 154.09
Vanguard Growth ETF (VUG) 0.3 $669k 5.0k 132.71
iShares Barclays TIPS Bond Fund (TIP) 0.2 $560k 4.9k 113.57
Sempra Energy (SRE) 0.2 $425k 3.7k 114.25
Ishares Inc core msci emkt (IEMG) 0.2 $390k 7.2k 54.07
Ishares Tr Msci Usa Momentum Factor (MTUM) 0.2 $392k 4.1k 95.59
Ishares Tr hdg msci eafe (HEFA) 0.2 $389k 14k 28.90
iShares Barclays 20+ Yr Treas.Bond (TLT) 0.2 $378k 3.0k 124.88
Microsoft Corporation (MSFT) 0.1 $337k 4.5k 74.41
SPDR S&P Dividend (SDY) 0.1 $335k 3.7k 91.26
Alphabet Inc Class C cs (GOOG) 0.1 $308k 321.00 959.50
iShares S&P Growth Allocation Fund (AOR) 0.1 $271k 6.1k 44.76
Ishares Tr s^p aggr all (AOA) 0.1 $273k 5.1k 53.56
Vanguard Value ETF (VTV) 0.1 $243k 2.4k 99.88
Alphabet Inc Class A cs (GOOGL) 0.1 $258k 265.00 973.58
Johnson & Johnson (JNJ) 0.1 $207k 1.6k 130.03
Sch Us Mid-cap Etf etf (SCHM) 0.1 $201k 4.0k 50.17
Anthem (ELV) 0.1 $204k 1.1k 189.94
Allstate Corporation (ALL) 0.1 $191k 2.1k 91.74
Procter & Gamble Company (PG) 0.1 $190k 2.1k 91.13
Facebook Inc cl a (META) 0.1 $161k 943.00 170.73
Exxon Mobil Corporation (XOM) 0.1 $137k 1.7k 82.09
Cisco Systems (CSCO) 0.1 $107k 3.2k 33.72
Wells Fargo & Company (WFC) 0.1 $110k 2.0k 55.36
Dolby Laboratories (DLB) 0.1 $125k 2.2k 57.52
iShares Russell Midcap Index Fund (IWR) 0.1 $113k 571.00 197.90
iShares S&P Natl AMTFr Mncpl Bd (MUB) 0.1 $121k 1.1k 111.32
ETFS Silver Trust 0.1 $119k 7.3k 16.28
Vaneck Vectors Russia Index Et 0.1 $113k 5.1k 22.33
Berkshire Hathaway (BRK.B) 0.0 $99k 539.00 183.67
Intel Corporation (INTC) 0.0 $83k 2.2k 38.00
Coherent 0.0 $94k 400.00 235.00
Waters Corporation (WAT) 0.0 $91k 505.00 180.20
iShares Dow Jones Select Dividend (DVY) 0.0 $82k 876.00 93.61
Vanguard Mid-Cap ETF (VO) 0.0 $93k 631.00 147.39
iShares FTSE KLD Select Scil Idx (SUSA) 0.0 $99k 949.00 104.32
Kayne Anderson MLP Investment (KYN) 0.0 $84k 4.6k 18.27
WisdomTree LargeCap Dividend Fund (DLN) 0.0 $102k 1.2k 86.51
Schwab Strategic Tr us dividend eq (SCHD) 0.0 $86k 1.8k 46.54
Vanguard S&p 500 Etf idx (VOO) 0.0 $101k 436.00 231.65
Charles Schwab Corporation (SCHW) 0.0 $61k 1.4k 43.73
U.S. Bancorp (USB) 0.0 $58k 1.1k 53.51
Home Depot (HD) 0.0 $63k 384.00 164.06
Visa (V) 0.0 $66k 626.00 105.43
Oracle Corporation (ORCL) 0.0 $64k 1.3k 48.37
iShares Russell 2000 Index (IWM) 0.0 $65k 441.00 147.39
Western Alliance Bancorporation (WAL) 0.0 $61k 1.2k 53.04
Amer (UHAL) 0.0 $65k 173.00 375.72
iShares Gold Trust 0.0 $79k 6.4k 12.31
Financial Select Sector SPDR (XLF) 0.0 $70k 2.7k 25.77
Vanguard Small-Cap ETF (VB) 0.0 $75k 532.00 140.98
Vanguard REIT ETF (VNQ) 0.0 $76k 911.00 83.42
Etfs Precious Metals Basket phys pm bskt 0.0 $72k 1.1k 62.88
Vodafone Group New Adr F (VOD) 0.0 $61k 2.2k 28.29
Vanguard Int High Dvd Yld In exchange traded funds (VYMI) 0.0 $68k 1.0k 65.64
Coca-Cola Company (KO) 0.0 $37k 828.00 44.69
Pfizer (PFE) 0.0 $41k 1.1k 36.09
Walt Disney Company (DIS) 0.0 $38k 388.00 97.94
At&t (T) 0.0 $39k 1.0k 38.81
Boeing Company (BA) 0.0 $50k 196.00 255.10
Becton, Dickinson and (BDX) 0.0 $38k 195.00 194.87
Pepsi (PEP) 0.0 $50k 450.00 111.11
EOG Resources (EOG) 0.0 $52k 534.00 97.38
Dover Corporation (DOV) 0.0 $39k 432.00 90.28
Amazon (AMZN) 0.0 $56k 58.00 965.52
salesforce (CRM) 0.0 $38k 408.00 93.14
Ciena Corporation (CIEN) 0.0 $41k 1.9k 22.01
Washington Federal (WAFD) 0.0 $37k 1.1k 33.54
iShares S&P 100 Index (OEF) 0.0 $35k 313.00 111.82
Simon Property (SPG) 0.0 $46k 288.00 159.72
Barclays Bank Plc 8.125% Non C p 0.0 $53k 2.0k 26.50
Vanguard Information Technology ETF (VGT) 0.0 $54k 358.00 150.84
iShares Dow Jones US Industrial (IYJ) 0.0 $45k 327.00 137.61
Barclays Bk Plc etn djubs copr37 (JJCTF) 0.0 $55k 1.6k 33.54
iShares FTSE KLD 400 Social Idx (DSI) 0.0 $43k 466.00 92.27
Fortune Brands (FBIN) 0.0 $39k 586.00 66.55
Vanguard Malvern Fds strm infproidx (VTIP) 0.0 $39k 786.00 49.62
Alibaba Group Holding (BABA) 0.0 $56k 325.00 172.31
Vaneck Vectors Gold Miners mutual (GDX) 0.0 $37k 1.6k 22.73
Comcast Corporation (CMCSA) 0.0 $21k 558.00 37.63
CMS Energy Corporation (CMS) 0.0 $12k 263.00 45.63
JPMorgan Chase & Co. (JPM) 0.0 $32k 339.00 94.40
Bank of America Corporation (BAC) 0.0 $23k 922.00 24.95
Costco Wholesale Corporation (COST) 0.0 $30k 184.00 163.04
Health Care SPDR (XLV) 0.0 $21k 263.00 79.85
General Electric Company 0.0 $22k 895.00 24.58
3M Company (MMM) 0.0 $18k 86.00 209.30
Northrop Grumman Corporation (NOC) 0.0 $27k 93.00 290.32
DaVita (DVA) 0.0 $16k 265.00 60.38
McKesson Corporation (MCK) 0.0 $23k 150.00 153.33
Lockheed Martin Corporation (LMT) 0.0 $34k 109.00 311.93
Altria (MO) 0.0 $13k 200.00 65.00
Colgate-Palmolive Company (CL) 0.0 $31k 422.00 73.46
ConocoPhillips (COP) 0.0 $14k 287.00 48.78
Honeywell International (HON) 0.0 $16k 115.00 139.13
International Business Machines (IBM) 0.0 $34k 234.00 145.30
Merck & Co (MRK) 0.0 $34k 526.00 64.64
Philip Morris International (PM) 0.0 $12k 110.00 109.09
United Technologies Corporation 0.0 $20k 170.00 117.65
American Electric Power Company (AEP) 0.0 $14k 200.00 70.00
Ford Motor Company (F) 0.0 $12k 1.0k 12.00
Williams Companies (WMB) 0.0 $14k 463.00 30.24
PG&E Corporation (PCG) 0.0 $32k 463.00 69.11
TJX Companies (TJX) 0.0 $13k 177.00 73.45
Novo Nordisk A/S (NVO) 0.0 $20k 425.00 47.06
Clorox Company (CLX) 0.0 $23k 175.00 131.43
Pioneer Floating Rate Trust (PHD) 0.0 $17k 1.4k 12.23
Umpqua Holdings Corporation 0.0 $12k 626.00 19.17
Energy Select Sector SPDR (XLE) 0.0 $15k 218.00 68.81
Lam Research Corporation (LRCX) 0.0 $27k 145.00 186.21
MetLife (MET) 0.0 $20k 388.00 51.55
AECOM Technology Corporation (ACM) 0.0 $18k 477.00 37.74
iShares S&P 500 Growth Index (IVW) 0.0 $25k 177.00 141.24
iShares Russell Midcap Value Index (IWS) 0.0 $31k 365.00 84.93
iShares Russell 2000 Growth Index (IWO) 0.0 $27k 149.00 181.21
iShares Russell 3000 Index (IWV) 0.0 $31k 209.00 148.33
Consumer Staples Select Sect. SPDR (XLP) 0.0 $22k 402.00 54.73
SPDR Dow Jones Industrial Average ETF (DIA) 0.0 $25k 110.00 227.27
SPDR S&P MidCap 400 ETF (MDY) 0.0 $29k 88.00 329.55
iShares Russell Midcap Growth Idx. (IWP) 0.0 $22k 193.00 113.99
iShares S&P SmallCap 600 Growth (IJT) 0.0 $15k 91.00 164.84
Vanguard Dividend Appreciation ETF (VIG) 0.0 $29k 303.00 95.71
iShares S&P SmallCap 600 Value Idx (IJS) 0.0 $15k 102.00 147.06
Vanguard Health Care ETF (VHT) 0.0 $31k 205.00 151.22
Eaton Vance Limited Duration Income Fund (EVV) 0.0 $17k 1.2k 14.05
iShares S&P Moderate Allocation Fund ETF (AOM) 0.0 $29k 760.00 38.16
Citigroup (C) 0.0 $17k 228.00 74.56
American Tower Reit (AMT) 0.0 $17k 125.00 136.00
Phillips 66 (PSX) 0.0 $18k 195.00 92.31
Abbvie (ABBV) 0.0 $14k 158.00 88.61
Square Inc cl a (SQ) 0.0 $21k 730.00 28.77
Snap Inc cl a (SNAP) 0.0 $15k 1.0k 14.88
Time Warner 0.0 $4.0k 39.00 102.56
Annaly Capital Management 0.0 $3.0k 225.00 13.33
MasterCard Incorporated (MA) 0.0 $3.0k 20.00 150.00
State Street Corporation (STT) 0.0 $2.0k 22.00 90.91
Reinsurance Group of America (RGA) 0.0 $2.0k 12.00 166.67
PNC Financial Services (PNC) 0.0 $2.0k 17.00 117.65
Bank of New York Mellon Corporation (BK) 0.0 $2.0k 41.00 48.78
Discover Financial Services (DFS) 0.0 $2.0k 28.00 71.43
FedEx Corporation (FDX) 0.0 $3.0k 12.00 250.00
Abbott Laboratories (ABT) 0.0 $7.0k 131.00 53.44
CBS Corporation 0.0 $2.0k 43.00 46.51
Bristol Myers Squibb (BMY) 0.0 $4.0k 55.00 72.73
United Parcel Service (UPS) 0.0 $2.0k 18.00 111.11
PPG Industries (PPG) 0.0 $2.0k 23.00 86.96
Travelers Companies (TRV) 0.0 $2.0k 18.00 111.11
Union Pacific Corporation (UNP) 0.0 $2.0k 20.00 100.00
Adobe Systems Incorporated (ADBE) 0.0 $4.0k 27.00 148.15
Molson Coors Brewing Company (TAP) 0.0 $2.0k 22.00 90.91
C.R. Bard 0.0 $4.0k 11.00 363.64
Verizon Communications (VZ) 0.0 $10k 197.00 50.76
Apartment Investment and Management 0.0 $2.0k 45.00 44.44
Darden Restaurants (DRI) 0.0 $2.0k 30.00 66.67
E.I. du Pont de Nemours & Company 0.0 $0 0 0.00
AmerisourceBergen (COR) 0.0 $2.0k 24.00 83.33
Raytheon Company 0.0 $9.0k 50.00 180.00
CVS Caremark Corporation (CVS) 0.0 $2.0k 28.00 71.43
Thermo Fisher Scientific (TMO) 0.0 $3.0k 16.00 187.50
Yum! Brands (YUM) 0.0 $1.0k 20.00 50.00
Air Products & Chemicals (APD) 0.0 $2.0k 12.00 166.67
Amgen (AMGN) 0.0 $2.0k 11.00 181.82
CIGNA Corporation 0.0 $3.0k 18.00 166.67
Nextera Energy (NEE) 0.0 $2.0k 14.00 142.86
Nike (NKE) 0.0 $2.0k 36.00 55.56
Royal Dutch Shell 0.0 $5.0k 80.00 62.50
Texas Instruments Incorporated (TXN) 0.0 $4.0k 45.00 88.89
iShares Russell 1000 Value Index (IWD) 0.0 $9.0k 77.00 116.88
Gilead Sciences (GILD) 0.0 $3.0k 39.00 76.92
Illinois Tool Works (ITW) 0.0 $2.0k 15.00 133.33
Starbucks Corporation (SBUX) 0.0 $2.0k 40.00 50.00
Accenture (ACN) 0.0 $2.0k 16.00 125.00
Lowe's Companies (LOW) 0.0 $3.0k 32.00 93.75
Sap (SAP) 0.0 $10k 90.00 111.11
ConAgra Foods (CAG) 0.0 $1.0k 42.00 23.81
Fiserv (FI) 0.0 $3.0k 24.00 125.00
Take-Two Interactive Software (TTWO) 0.0 $3.0k 27.00 111.11
Tenne 0.0 $1.0k 8.00 125.00
Baidu (BIDU) 0.0 $6.0k 24.00 250.00
Edison International (EIX) 0.0 $1.0k 18.00 55.56
Zions Bancorporation (ZION) 0.0 $2.0k 33.00 60.61
Ares Capital Corporation (ARCC) 0.0 $1.0k 81.00 12.35
InterDigital (IDCC) 0.0 $9.0k 125.00 72.00
Alliant Energy Corporation (LNT) 0.0 $3.0k 72.00 41.67
British American Tobac (BTI) 0.0 $2.0k 33.00 60.61
Celgene Corporation 0.0 $3.0k 24.00 125.00
Realty Income (O) 0.0 $6.0k 100.00 60.00
Veeco Instruments (VECO) 0.0 $1.0k 53.00 18.87
Hercules Technology Growth Capital (HTGC) 0.0 $0 2.00 0.00
American International (AIG) 0.0 $2.0k 27.00 74.07
Pinnacle West Capital Corporation (PNW) 0.0 $3.0k 41.00 73.17
Consumer Discretionary SPDR (XLY) 0.0 $9.0k 100.00 90.00
Tesla Motors (TSLA) 0.0 $4.0k 11.00 363.64
Dreyfus Strategic Municipal Bond Fund 0.0 $6.0k 669.00 8.97
Hldgs (UAL) 0.0 $3.0k 50.00 60.00
General Motors Company (GM) 0.0 $1.0k 37.00 27.03
iShares MSCI Israel Capped Inv Mar ETF (EIS) 0.0 $10k 205.00 48.78
SPDR Morgan Stanley Technology (XNTK) 0.0 $10k 131.00 76.34
Heritage Commerce (HTBK) 0.0 $3.0k 196.00 15.31
Aberdeen Israel Fund 0.0 $10k 500.00 20.00
General Mtrs Co *w exp 07/10/201 0.0 $0 17.00 0.00
Wpx Energy 0.0 $999.780000 114.00 8.77
Express Scripts Holding 0.0 $5.0k 76.00 65.79
Eaton (ETN) 0.0 $11k 140.00 78.57
Insys Therapeutics 0.0 $2.0k 200.00 10.00
Knowles (KN) 0.0 $3.0k 216.00 13.89
Gopro (GPRO) 0.0 $0 13.00 0.00
Walgreen Boots Alliance (WBA) 0.0 $3.0k 36.00 83.33
Kraft Heinz (KHC) 0.0 $2.0k 27.00 74.07
Hp (HPQ) 0.0 $4.0k 209.00 19.14
Hewlett Packard Enterprise (HPE) 0.0 $4.0k 299.00 13.38
Dell Technologies Inc Class V equity 0.0 $11k 148.00 74.32
Washington Prime Group 0.0 $2.0k 183.00 10.93
L3 Technologies 0.0 $2.0k 13.00 153.85
Dxc Technology (DXC) 0.0 $2.0k 24.00 83.33
Altaba 0.0 $5.0k 75.00 66.67