Sargent Investment Group

Sargent Investment Group as of Sept. 30, 2020

Portfolio Holdings for Sargent Investment Group

Sargent Investment Group holds 161 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Apple (AAPL) 7.0 $19M 161k 115.81
Universal Display Corporation (OLED) 5.6 $15M 82k 180.74
Exelixis (EXEL) 5.0 $13M 545k 24.45
Square Cl A (SQ) 3.8 $10M 62k 162.55
First Tr Exchange Traded Nasdaq Cyb Etf (CIBR) 3.7 $9.7M 280k 34.80
Mitek Sys Com New (MITK) 3.6 $9.6M 755k 12.74
Blackstone Group Com Cl A (BX) 3.4 $9.0M 173k 52.20
Carlyle Group (CG) 3.4 $9.0M 364k 24.67
Microsoft Corporation (MSFT) 3.0 $8.1M 38k 210.34
Peregrine Pharmaceuticals (CDMO) 3.0 $8.0M 1.1M 7.62
First Tr Exchange-traded Cap Strength Etf (FTCS) 2.6 $6.9M 109k 63.27
J P Morgan Exchange-traded F Ultra Shrt Inc (JPST) 2.2 $5.9M 117k 50.79
Ares Capital Corporation (ARCC) 2.1 $5.6M 398k 13.95
Cytosorbents Corp Com New (CTSO) 2.1 $5.5M 693k 7.97
Amazon (AMZN) 1.7 $4.6M 1.4k 3148.58
Easterly Government Properti reit (DEA) 1.6 $4.2M 187k 22.41
Invesco High Income 2023 Tar 1.3 $3.5M 447k 7.93
Iron Mountain (IRM) 1.3 $3.5M 132k 26.79
Alphabet Cap Stk Cl C (GOOG) 1.3 $3.3M 2.3k 1469.48
First Tr Exchange-traded Dj Internt Idx (FDN) 1.3 $3.3M 18k 188.31
Johnson & Johnson (JNJ) 1.2 $3.2M 22k 148.88
Pgim Etf Tr Ultra Short (PULS) 1.2 $3.1M 62k 49.92
First Tr Exchange-traded Nasdq Artfcial (ROBT) 1.1 $2.9M 74k 38.95
Novavax Com New (NVAX) 1.0 $2.7M 25k 108.37
Cohen & Steers Quality Income Realty (RQI) 1.0 $2.7M 241k 11.11
Wal-Mart Stores (WMT) 1.0 $2.5M 18k 139.92
Cohen & Steers infrastucture Fund (UTF) 0.9 $2.4M 108k 22.23
General Electric Company 0.9 $2.4M 379k 6.23
Berkshire Hathaway Inc Del Cl B New (BRK.B) 0.7 $2.0M 9.2k 212.93
Antares Pharma Call Option 0.7 $2.0M 3.8M 0.52
Coherus Biosciences (CHRS) 0.7 $1.9M 106k 18.34
Sixth Street Specialty Lending (TSLX) 0.7 $1.9M 108k 17.21
First Tr Exchange-traded Fst Low Oppt Eft (LMBS) 0.7 $1.8M 35k 51.68
Costco Wholesale Corporation (COST) 0.7 $1.8M 5.0k 354.92
Invesco High Income 2024 Tar cmn (IHTA) 0.6 $1.7M 215k 7.91
JPMorgan Chase & Co. (JPM) 0.6 $1.7M 17k 96.29
Firstservice Corp (FSV) 0.6 $1.7M 13k 131.87
Procter & Gamble Company (PG) 0.6 $1.6M 12k 138.95
First Tr Morningstar Divid L SHS (FDL) 0.6 $1.6M 63k 26.07
Carrier Global Corporation (CARR) 0.6 $1.6M 54k 30.55
Atomera (ATOM) 0.6 $1.6M 156k 10.45
Home Depot (HD) 0.6 $1.5M 5.4k 277.72
Solar Cap (SLRC) 0.5 $1.4M 91k 15.85
Global X Fds Fintech Etf (FINX) 0.5 $1.4M 37k 37.97
Northrop Grumman Corporation (NOC) 0.5 $1.3M 4.3k 315.49
Intel Corporation (INTC) 0.5 $1.3M 25k 51.78
World Gold Tr Spdr Gld Minis 0.5 $1.3M 68k 18.80
Mastercard Incorporated Cl A (MA) 0.4 $1.2M 3.4k 338.30
Starwood Property Trust (STWD) 0.4 $1.2M 77k 15.08
Adobe Systems Incorporated (ADBE) 0.4 $1.1M 2.3k 490.30
salesforce (CRM) 0.4 $1.1M 4.3k 251.40
Verizon Communications (VZ) 0.4 $1.1M 18k 59.49
Qualcomm (QCOM) 0.4 $1.1M 9.1k 117.65
United Bankshares (UBSI) 0.4 $1.1M 50k 21.48
Spectrum Pharmaceuticals 0.4 $1.0M 248k 4.08
Mediwound Ord Shs 0.4 $961k 256k 3.76
Gabelli Dividend & Income Trust (GDV) 0.4 $950k 52k 18.36
UnitedHealth (UNH) 0.3 $927k 3.0k 311.81
Alphabet Cap Stk Cl A (GOOGL) 0.3 $919k 627.00 1465.71
First Tr Exchange Traded Dj Glbl Divid (FGD) 0.3 $835k 47k 17.84
First Tr Exchange-traded Dorsey Wrt 5 Etf (FV) 0.3 $835k 25k 34.13
First Tr Exchange Trad Fd Vi FST TR GLB FD (FTGC) 0.3 $795k 47k 16.97
First Tr Value Line Divid In SHS (FVD) 0.3 $791k 25k 31.47
Nuveen High Income November 0.3 $783k 88k 8.95
Baxter International (BAX) 0.3 $780k 9.7k 80.40
First Tr Exchange Traded Tech Alphadex (FXL) 0.3 $774k 8.5k 90.95
Zoetis Cl A (ZTS) 0.3 $757k 4.6k 165.36
Triplepoint Venture Gr Bdc cs (TPVG) 0.3 $754k 68k 11.04
Oracle Corporation (ORCL) 0.3 $729k 12k 59.68
ZIOPHARM Oncology 0.3 $728k 289k 2.52
Starbucks Corporation (SBUX) 0.3 $726k 8.5k 85.87
Pepsi (PEP) 0.3 $723k 5.2k 138.51
Nike CL B (NKE) 0.3 $708k 5.6k 125.62
3M Company (MMM) 0.3 $691k 4.3k 160.29
Boston Omaha (BOC) 0.3 $670k 42k 16.00
Boeing Company (BA) 0.3 $665k 4.0k 165.26
Union Pacific Corporation (UNP) 0.2 $662k 3.4k 196.73
Merck & Co (MRK) 0.2 $638k 7.7k 83.00
Royce Value Trust (RVT) 0.2 $632k 50k 12.64
Chevron Corporation (CVX) 0.2 $622k 8.6k 71.99
Intuit (INTU) 0.2 $616k 1.9k 326.44
Vanguard Index Fds Real Estate Etf (VNQ) 0.2 $610k 7.7k 78.91
Abbott Laboratories (ABT) 0.2 $603k 5.5k 108.83
Washington Trust Ban (WASH) 0.2 $596k 20k 30.64
Matinas Biopharma Holdings, In (MTNB) 0.2 $592k 773k 0.77
Disney Walt Com Disney (DIS) 0.2 $591k 4.8k 124.11
Shopify Cl A (SHOP) 0.2 $566k 553.00 1023.51
Ishares Tr Phlx Semicnd Etf (SOXX) 0.2 $564k 1.9k 304.86
Illinois Tool Works (ITW) 0.2 $557k 2.9k 193.07
Paypal Holdings (PYPL) 0.2 $556k 2.8k 196.88
B. Riley Wealth Management, Inc. capstone turbine corp 0.2 $531k 112k 4.76
Exxon Mobil Corporation (XOM) 0.2 $529k 15k 34.31
Cisco Systems (CSCO) 0.2 $525k 13k 39.39
Tesla Motors (TSLA) 0.2 $516k 1.2k 428.93
Facebook Cl A (META) 0.2 $506k 1.9k 261.77
Bank of America Corporation (BAC) 0.2 $504k 21k 24.09
Pfizer (PFE) 0.2 $486k 13k 36.68
Visa Com Cl A (V) 0.2 $482k 2.4k 199.92
Coca-Cola Company (KO) 0.2 $477k 9.7k 49.41
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.2 $476k 43k 11.12
Marriott Intl Cl A (MAR) 0.2 $475k 5.1k 92.63
Victory Portfolios Ii Vcshs Us 500 Vol (CFA) 0.2 $452k 8.3k 54.18
Janus Detroit Str Tr Henderson Mtg (JMBS) 0.2 $450k 8.4k 53.64
Citigroup Com New (C) 0.2 $438k 10k 43.12
Eaton Vance Mun Income 2028 SHS (ETX) 0.2 $437k 21k 21.07
American Express Company (AXP) 0.2 $425k 4.2k 100.26
At&t (T) 0.2 $409k 14k 28.54
Broadcom (AVGO) 0.2 $408k 1.1k 364.61
Spdr Ser Tr S&p Biotech (XBI) 0.1 $394k 3.5k 111.30
Danaher Corporation (DHR) 0.1 $386k 1.8k 215.28
Henry Schein (HSIC) 0.1 $385k 6.6k 58.78
CVS Caremark Corporation (CVS) 0.1 $362k 6.2k 58.38
Taiwan Semiconductor Mfg Sponsored Ads (TSM) 0.1 $345k 4.3k 81.18
First Tr Lrge Cp Core Alpha Com Shs (FEX) 0.1 $342k 5.4k 63.16
Eli Lilly & Co. (LLY) 0.1 $340k 2.3k 147.89
Prosperity Bancshares (PB) 0.1 $339k 6.5k 51.87
Mondelez Intl Cl A (MDLZ) 0.1 $333k 5.8k 57.49
Corning Incorporated (GLW) 0.1 $332k 10k 32.44
Tekla World Healthcare Ben Int Shs (THW) 0.1 $330k 23k 14.35
Cedar Fair Depositry Unit (FUN) 0.1 $325k 12k 28.09
United Parcel Service CL B (UPS) 0.1 $325k 1.9k 166.84
Wisdomtree Tr Us Midcap Fund (EZM) 0.1 $320k 9.3k 34.24
Emerson Electric (EMR) 0.1 $314k 4.8k 65.59
Enterprise Products Partners (EPD) 0.1 $308k 20k 15.79
Honeywell International (HON) 0.1 $307k 1.9k 164.52
Ball Corporation (BALL) 0.1 $299k 3.6k 83.06
Aberdeen Std Gold Etf Tr Physcl Gold Shs (SGOL) 0.1 $292k 16k 18.17
Ishares Tr U.s. Finls Etf (IYF) 0.1 $291k 2.6k 113.45
Surgery Partners (SGRY) 0.1 $291k 13k 21.88
Alibaba Group Hldg Sponsored Ads (BABA) 0.1 $290k 988.00 293.52
The Trade Desk Com Cl A (TTD) 0.1 $285k 550.00 518.18
Gilead Sciences (GILD) 0.1 $280k 4.4k 63.28
FedEx Corporation (FDX) 0.1 $276k 1.1k 251.25
Vanguard Scottsdale Fds Vng Rus3000idx (VTHR) 0.1 $269k 1.8k 152.41
Freeport-mcmoran CL B (FCX) 0.1 $267k 17k 15.61
Apache Corporation 0.1 $265k 28k 9.46
Weyerhaeuser Co Mtn Be Com New (WY) 0.1 $260k 9.1k 28.52
Sandy Spring Ban (SASR) 0.1 $258k 11k 23.04
Caterpillar (CAT) 0.1 $256k 1.7k 149.36
Bristol Myers Squibb (BMY) 0.1 $252k 4.2k 60.22
Invesco Exch Traded Fd Tr Ii S&p500 Low Vol (SPLV) 0.1 $245k 4.6k 53.55
LivePerson Call Option (LPSN) 0.1 $243k 24k 10.00
Las Vegas Sands (LVS) 0.1 $234k 5.0k 46.61
Ishares Tr Nasdaq Biotech (IBB) 0.1 $231k 1.7k 135.64
Philip Morris International (PM) 0.1 $229k 3.1k 74.93
Abbvie (ABBV) 0.1 $228k 2.6k 87.62
Fiserv (FI) 0.1 $219k 2.1k 102.82
Amgen (AMGN) 0.1 $216k 850.00 254.12
Paychex (PAYX) 0.1 $215k 2.7k 79.63
Goldman Sachs (GS) 0.1 $213k 1.1k 200.94
Ulta Salon, Cosmetics & Fragrance (ULTA) 0.1 $213k 950.00 224.21
Macerich Company (MAC) 0.1 $204k 30k 6.80
Norfolk Southern (NSC) 0.1 $200k 935.00 213.90
Schlumberger (SLB) 0.1 $182k 12k 15.57
Kinder Morgan (KMI) 0.1 $138k 11k 12.30
Chromadex Corp Com New (CDXC) 0.0 $100k 25k 4.00
Deutsche Bank A G Namen Akt (DB) 0.0 $84k 10k 8.40
Biosig Technologies Com New 0.0 $49k 10k 4.90
International Business Machines Call Option (IBM) 0.0 $30k 13k 2.33
Crocs Call Option (CROX) 0.0 $29k 10k 2.90
Acasti Pharma Cl A New 0.0 $3.0k 17k 0.18