Regent Investment Management as of Dec. 31, 2021
Portfolio Holdings for Regent Investment Management
Regent Investment Management holds 220 positions in its portfolio as reported in the December 2021 quarterly 13F filing
| Company (Ticker) | Portfolio Weight | Valued At | Change in Shares | Share Count | Share Price |
|---|---|---|---|---|---|
| Apple (AAPL) | 7.7 | $35M | 199k | 177.57 | |
| Microsoft Corporation (MSFT) | 4.3 | $20M | 58k | 336.31 | |
| Alphabet Inc. Class C Cap Stk Cl C (GOOG) | 4.1 | $19M | 6.6k | 2893.56 | |
| Amazon (AMZN) | 4.1 | $19M | 5.7k | 3334.33 | |
| JPMorgan Chase & Co. (JPM) | 3.2 | $15M | 92k | 158.35 | |
| Meta Platforms Inc Class A Cl A (META) | 3.1 | $14M | 42k | 336.35 | |
| Qualcomm (QCOM) | 2.4 | $11M | 61k | 182.87 | |
| Horizon Therapeutics P F SHS | 2.4 | $11M | 104k | 107.76 | |
| Johnson & Johnson (JNJ) | 2.3 | $11M | 62k | 171.07 | |
| CVS Caremark Corporation (CVS) | 2.0 | $9.2M | 89k | 103.16 | |
| Brown Forman Corp CL B (BF.B) | 1.9 | $8.7M | 119k | 72.86 | |
| Procter & Gamble Company (PG) | 1.7 | $8.0M | 49k | 163.58 | |
| Alphabet Inc. Class A Cap Stk Cl A (GOOGL) | 1.6 | $7.2M | 2.5k | 2896.90 | |
| Broadcom (AVGO) | 1.5 | $6.7M | 10k | 665.38 | |
| Pfizer (PFE) | 1.4 | $6.6M | 112k | 59.05 | |
| Bristol Myers Squibb (BMY) | 1.3 | $6.1M | 98k | 62.35 | |
| Micron Technology (MU) | 1.2 | $5.3M | 57k | 93.15 | |
| Skyworks Solutions (SWKS) | 1.1 | $5.1M | 33k | 155.13 | |
| Bank of America Corporation (BAC) | 1.1 | $4.9M | 110k | 44.49 | |
| Merck & Co (MRK) | 1.0 | $4.8M | 63k | 76.64 | |
| UnitedHealth (UNH) | 1.0 | $4.8M | 9.5k | 502.15 | |
| Thermo Fisher Scientific (TMO) | 1.0 | $4.5M | 6.8k | 667.31 | |
| Comcast Corp Class A Cl A (CMCSA) | 0.9 | $4.1M | 82k | 50.32 | |
| Morgan Stanley Com New (MS) | 0.9 | $4.1M | 42k | 98.17 | |
| Visa Inc Class A Com Cl A (V) | 0.9 | $4.0M | 18k | 216.72 | |
| McKesson Corporation (MCK) | 0.9 | $4.0M | 16k | 248.56 | |
| Raytheon Technologies Corp (RTX) | 0.9 | $4.0M | 46k | 86.06 | |
| Citigroup Com New (C) | 0.9 | $3.9M | 65k | 60.40 | |
| Verizon Communications (VZ) | 0.8 | $3.7M | 72k | 51.96 | |
| Williams Companies (WMB) | 0.8 | $3.6M | 138k | 26.04 | |
| Home Depot (HD) | 0.8 | $3.6M | 8.7k | 415.01 | |
| TJX Companies (TJX) | 0.8 | $3.5M | 46k | 75.91 | |
| Workday Inc Com Usd0.001cl A Cl A (WDAY) | 0.7 | $3.4M | 12k | 273.17 | |
| WesBan (WSBC) | 0.7 | $3.3M | 96k | 34.99 | |
| Freeport-mcmoran CL B (FCX) | 0.7 | $3.3M | 80k | 41.73 | |
| Ameriprise Financial (AMP) | 0.7 | $3.2M | 11k | 301.65 | |
| Walt Disney Company (DIS) | 0.7 | $3.1M | 20k | 154.90 | |
| Toro Company (TTC) | 0.7 | $3.1M | 31k | 99.90 | |
| Abbvie (ABBV) | 0.7 | $3.0M | 22k | 135.42 | |
| Cisco Systems (CSCO) | 0.6 | $2.8M | 44k | 63.37 | |
| American Express Company (AXP) | 0.6 | $2.8M | 17k | 163.61 | |
| Schwab Strategic Tr Emrg Mkteq Etf (SCHE) | 0.5 | $2.5M | 85k | 29.62 | |
| Lowe's Companies (LOW) | 0.5 | $2.5M | 9.7k | 258.47 | |
| Square Cl A (SQ) | 0.5 | $2.5M | 15k | 161.48 | |
| Abbott Laboratories (ABT) | 0.5 | $2.5M | 18k | 140.74 | |
| Walgreen Boots Alliance (WBA) | 0.5 | $2.5M | 47k | 52.16 | |
| Coca-Cola Company (KO) | 0.5 | $2.5M | 41k | 59.21 | |
| Danaher Corporation (DHR) | 0.5 | $2.4M | 7.4k | 328.97 | |
| Pepsi (PEP) | 0.5 | $2.4M | 14k | 173.73 | |
| Albemarle Corporation (ALB) | 0.5 | $2.3M | 10k | 233.75 | |
| Fiserv (FI) | 0.5 | $2.3M | 22k | 103.81 | |
| Prudential Financial (PRU) | 0.5 | $2.2M | 20k | 108.25 | |
| Mosaic (MOS) | 0.5 | $2.2M | 55k | 39.29 | |
| Booking Holdings (BKNG) | 0.5 | $2.1M | 893.00 | 2399.78 | |
| Unilever Spon Adr New (UL) | 0.5 | $2.1M | 39k | 53.80 | |
| Chevron Corporation (CVX) | 0.5 | $2.1M | 18k | 117.38 | |
| Iac/interactivecorp Com New (IAC) | 0.4 | $2.0M | 15k | 130.72 | |
| Tesla Motors (TSLA) | 0.4 | $2.0M | 1.9k | 1056.53 | |
| Take-Two Interactive Software (TTWO) | 0.4 | $1.9M | 11k | 177.73 | |
| Match Group (MTCH) | 0.4 | $1.8M | 14k | 132.25 | |
| Alibaba Group Hldg Ltd F Spons Sponsored Ads (BABA) | 0.4 | $1.8M | 15k | 118.82 | |
| Texas Instruments Incorporated (TXN) | 0.4 | $1.8M | 9.7k | 188.50 | |
| Mondelez Intl Cl A (MDLZ) | 0.4 | $1.8M | 27k | 66.29 | |
| Goldman Sachs (GS) | 0.4 | $1.8M | 4.6k | 382.63 | |
| Honeywell International (HON) | 0.4 | $1.8M | 8.4k | 208.52 | |
| Philip Morris International (PM) | 0.4 | $1.8M | 19k | 95.02 | |
| Kimberly-Clark Corporation (KMB) | 0.4 | $1.7M | 12k | 142.89 | |
| General Mills (GIS) | 0.4 | $1.7M | 26k | 67.39 | |
| Oracle Corporation (ORCL) | 0.4 | $1.7M | 20k | 87.21 | |
| Paypal Holdings (PYPL) | 0.4 | $1.7M | 8.9k | 188.59 | |
| Stryker Corporation (SYK) | 0.4 | $1.7M | 6.3k | 267.46 | |
| FedEx Corporation (FDX) | 0.4 | $1.6M | 6.3k | 258.67 | |
| ON Semiconductor (ON) | 0.4 | $1.6M | 24k | 67.93 | |
| Liberty All Star Equity Sh Ben Int (USA) | 0.4 | $1.6M | 194k | 8.38 | |
| Emerson Electric (EMR) | 0.4 | $1.6M | 17k | 92.96 | |
| Humana (HUM) | 0.3 | $1.6M | 3.5k | 463.87 | |
| Berkshire Hathaway Inc Del Cl B New (BRK.B) | 0.3 | $1.5M | 5.2k | 299.05 | |
| Atlantica Sustainable F SHS (AY) | 0.3 | $1.4M | 40k | 35.77 | |
| Vanguard Intl Equity Index F Ftse Emr Mkt Etf (VWO) | 0.3 | $1.4M | 29k | 49.46 | |
| Nrg Energy Com New (NRG) | 0.3 | $1.4M | 32k | 43.08 | |
| United Parcel Service CL B (UPS) | 0.3 | $1.3M | 6.3k | 214.29 | |
| ConAgra Foods (CAG) | 0.3 | $1.3M | 39k | 34.15 | |
| Applied Materials (AMAT) | 0.3 | $1.3M | 8.4k | 157.31 | |
| American Electric Power Company (AEP) | 0.3 | $1.3M | 15k | 88.96 | |
| Livent Corp | 0.3 | $1.3M | 54k | 24.38 | |
| Becton, Dickinson and (BDX) | 0.3 | $1.3M | 5.2k | 251.54 | |
| Union Pacific Corporation (UNP) | 0.3 | $1.3M | 5.2k | 251.98 | |
| 3M Company (MMM) | 0.3 | $1.3M | 7.3k | 177.59 | |
| MetLife (MET) | 0.3 | $1.3M | 21k | 62.47 | |
| Kinder Morgan (KMI) | 0.3 | $1.3M | 81k | 15.86 | |
| V.F. Corporation (VFC) | 0.3 | $1.3M | 17k | 73.24 | |
| Smucker J M Com New (SJM) | 0.3 | $1.2M | 9.1k | 135.79 | |
| Verisign (VRSN) | 0.3 | $1.2M | 4.8k | 253.85 | |
| Eli Lilly & Co. (LLY) | 0.3 | $1.2M | 4.3k | 276.24 | |
| Cardinal Health (CAH) | 0.3 | $1.2M | 23k | 51.51 | |
| Anthem (ELV) | 0.3 | $1.2M | 2.5k | 463.62 | |
| Adobe Systems Incorporated (ADBE) | 0.3 | $1.2M | 2.1k | 566.91 | |
| Intel Corporation (INTC) | 0.2 | $1.1M | 22k | 51.48 | |
| Brixmor Prty (BRX) | 0.2 | $1.1M | 41k | 25.40 | |
| Taiwan Semiconductor Mfg Sponsored Ads (TSM) | 0.2 | $1.0M | 8.5k | 120.35 | |
| Pvh Corporation (PVH) | 0.2 | $1.0M | 9.5k | 106.66 | |
| Apellis Pharmaceuticals (APLS) | 0.2 | $1.0M | 21k | 47.26 | |
| Palo Alto Networks (PANW) | 0.2 | $1.0M | 1.8k | 556.79 | |
| Hp (HPQ) | 0.2 | $1.0M | 27k | 37.67 | |
| Norfolk Southern (NSC) | 0.2 | $996k | 3.3k | 297.76 | |
| Etfis Ser Tr I Infracact M Infrac Act Mlp (AMZA) | 0.2 | $975k | 38k | 25.75 | |
| Diageo Plc F Sponsored Adr 1 A Spon Adr New (DEO) | 0.2 | $972k | 4.4k | 220.11 | |
| Western Digital (WDC) | 0.2 | $922k | 14k | 65.23 | |
| Nextera Energy (NEE) | 0.2 | $920k | 9.9k | 93.35 | |
| At&t (T) | 0.2 | $912k | 37k | 24.61 | |
| Yum! Brands (YUM) | 0.2 | $903k | 6.5k | 138.92 | |
| Mastercard Inc Class A Cl A (MA) | 0.2 | $879k | 2.4k | 359.51 | |
| Chubb (CB) | 0.2 | $869k | 4.5k | 193.28 | |
| AmerisourceBergen (COR) | 0.2 | $837k | 6.3k | 132.86 | |
| Nextera Energy Partne Com Unit Part In (NEP) | 0.2 | $823k | 9.8k | 84.41 | |
| Ulta Salon, Cosmetics & Fragrance (ULTA) | 0.2 | $823k | 2.0k | 412.53 | |
| ConocoPhillips (COP) | 0.2 | $795k | 11k | 72.16 | |
| Travelers Companies (TRV) | 0.2 | $754k | 4.8k | 156.40 | |
| Costco Wholesale Corporation (COST) | 0.2 | $716k | 1.3k | 567.35 | |
| Illumina (ILMN) | 0.2 | $692k | 1.8k | 380.22 | |
| Exxon Mobil Corporation (XOM) | 0.1 | $687k | 11k | 61.21 | |
| Ishares Msci Usa Qlty Fact Etf Msci Usa Qlt Fct (QUAL) | 0.1 | $686k | 4.7k | 145.49 | |
| Illinois Tool Works (ITW) | 0.1 | $650k | 2.6k | 246.68 | |
| McDonald's Corporation (MCD) | 0.1 | $647k | 2.4k | 268.13 | |
| Lamar Advertising Cl A (LAMR) | 0.1 | $634k | 5.2k | 121.34 | |
| Schwab Strategic Tr Us Lcap Gr Etf (SCHG) | 0.1 | $620k | 3.8k | 163.85 | |
| Brown Forman Corp Cl A (BF.A) | 0.1 | $614k | 9.1k | 67.82 | |
| Rio Tinto Sponsored Adr (RIO) | 0.1 | $612k | 9.1k | 66.96 | |
| Whirlpool Corporation (WHR) | 0.1 | $602k | 2.6k | 234.70 | |
| Metropcs Communications (TMUS) | 0.1 | $580k | 5.0k | 116.00 | |
| Eaton Corp Plc F SHS (ETN) | 0.1 | $572k | 3.3k | 172.70 | |
| Jabil Circuit (JBL) | 0.1 | $559k | 8.0k | 70.31 | |
| Cleveland-cliffs (CLF) | 0.1 | $557k | 26k | 21.76 | |
| Lincoln National Corporation (LNC) | 0.1 | $555k | 8.1k | 68.25 | |
| Select Sector Spdr Trusttechno Technology (XLK) | 0.1 | $554k | 3.2k | 173.78 | |
| Viatris (VTRS) | 0.1 | $536k | 40k | 13.52 | |
| Baidu Spon Adr Rep A (BIDU) | 0.1 | $534k | 3.6k | 148.75 | |
| Lumentum Hldgs (LITE) | 0.1 | $533k | 5.0k | 105.86 | |
| American Intl Group Com New (AIG) | 0.1 | $532k | 9.4k | 56.85 | |
| Atmos Energy Corporation (ATO) | 0.1 | $524k | 5.0k | 104.80 | |
| Kkr & Co (KKR) | 0.1 | $522k | 7.0k | 74.57 | |
| Vici Pptys (VICI) | 0.1 | $519k | 17k | 30.10 | |
| Vale Sa F Sponsored Adr 1 Sponsored Ads (VALE) | 0.1 | $519k | 37k | 14.01 | |
| Seagate Technology Hld F Ord Shs (STX) | 0.1 | $508k | 4.5k | 112.89 | |
| Ishares Msci Usa Momntum Fct E Msci Usa Mmentm (MTUM) | 0.1 | $505k | 2.8k | 181.79 | |
| Main Street Capital Corporation (MAIN) | 0.1 | $489k | 11k | 44.88 | |
| Henry Schein (HSIC) | 0.1 | $481k | 6.2k | 77.58 | |
| Caterpillar (CAT) | 0.1 | $476k | 2.3k | 206.96 | |
| Kroger (KR) | 0.1 | $475k | 11k | 45.24 | |
| Waters Corporation (WAT) | 0.1 | $462k | 1.2k | 372.58 | |
| Ciena Corp Com New (CIEN) | 0.1 | $453k | 5.9k | 76.95 | |
| eBay (EBAY) | 0.1 | $452k | 6.8k | 66.47 | |
| Hartford Financial Services (HIG) | 0.1 | $449k | 6.5k | 69.08 | |
| Medtronic Plc F SHS (MDT) | 0.1 | $440k | 4.3k | 103.36 | |
| S&p Global (SPGI) | 0.1 | $437k | 925.00 | 472.43 | |
| Cigna Corp (CI) | 0.1 | $428k | 1.9k | 229.49 | |
| Carrier Global Corporation (CARR) | 0.1 | $417k | 7.7k | 54.28 | |
| Bausch Health Companies (BHC) | 0.1 | $416k | 15k | 27.58 | |
| Foot Locker (FL) | 0.1 | $414k | 9.5k | 43.62 | |
| Lyondellbasell Inds F Class A Shs - A - (LYB) | 0.1 | $406k | 4.4k | 92.27 | |
| Us Bancorp Del Com New (USB) | 0.1 | $403k | 7.2k | 56.15 | |
| Phillips 66 (PSX) | 0.1 | $402k | 5.5k | 72.54 | |
| Hillenbrand (HI) | 0.1 | $401k | 7.7k | 51.99 | |
| Kraft Heinz (KHC) | 0.1 | $396k | 11k | 35.94 | |
| Netflix (NFLX) | 0.1 | $392k | 650.00 | 603.08 | |
| National Retail Properties (NNN) | 0.1 | $382k | 8.0k | 48.05 | |
| Gaslog Partners Lp Unitltd Ptn Unit Ltd Ptnrp | 0.1 | $376k | 90k | 4.19 | |
| Ishares Msci Usa Min Vol Fctr Msci Usa Min Vol (USMV) | 0.1 | $374k | 4.6k | 80.97 | |
| Ishares Tr Rus Md Cp Gr Etf (IWP) | 0.1 | $374k | 3.3k | 115.08 | |
| Ishares Tr Rus 2000 Grw Etf (IWO) | 0.1 | $366k | 1.3k | 292.80 | |
| Tractor Supply Company (TSCO) | 0.1 | $346k | 1.5k | 238.62 | |
| Altria (MO) | 0.1 | $344k | 7.3k | 47.35 | |
| Enbridge (ENB) | 0.1 | $337k | 8.6k | 39.11 | |
| Ishares Tr Core S&p500 Etf (IVV) | 0.1 | $336k | 703.00 | 477.65 | |
| Weyerhaeuser Co Mtn Be Com New (WY) | 0.1 | $335k | 8.1k | 41.23 | |
| Schwab Strategic Tr Us Lrg Cap Etf (SCHX) | 0.1 | $327k | 2.9k | 113.78 | |
| NVIDIA Corporation (NVDA) | 0.1 | $318k | 1.1k | 294.17 | |
| Flex Ltd F Ord (FLEX) | 0.1 | $316k | 17k | 18.32 | |
| Blackstone Group Inc Com Cl A (BX) | 0.1 | $307k | 2.4k | 129.26 | |
| Stag Industrial (STAG) | 0.1 | $288k | 6.0k | 48.00 | |
| Equitrans Midstream Corp (ETRN) | 0.1 | $278k | 27k | 10.29 | |
| Activision Blizzard | 0.1 | $276k | 4.2k | 66.43 | |
| Expedia Group Com New (EXPE) | 0.1 | $271k | 1.5k | 180.67 | |
| Invesco Qqq Trust Unit Ser 1 (QQQ) | 0.1 | $271k | 680.00 | 398.53 | |
| Fortive (FTV) | 0.1 | $270k | 3.5k | 76.40 | |
| Brinker International (EAT) | 0.1 | $269k | 7.4k | 36.52 | |
| Anheuser Busch Inbev S F Spons Sponsored Adr (BUD) | 0.1 | $264k | 4.4k | 60.62 | |
| Mid-America Apartment (MAA) | 0.1 | $264k | 1.2k | 229.57 | |
| Amgen (AMGN) | 0.1 | $261k | 1.2k | 225.39 | |
| Jinkosolar Holding Com F Spons Sponsored Adr (JKS) | 0.1 | $260k | 5.7k | 46.02 | |
| Apollo Commercial Real Est. Finance (ARI) | 0.1 | $256k | 19k | 13.18 | |
| Yum China Holdings (YUMC) | 0.1 | $254k | 5.1k | 49.80 | |
| Life Storage Inc reit | 0.1 | $253k | 1.7k | 153.33 | |
| LHC | 0.1 | $251k | 1.8k | 137.16 | |
| Trupanion (TRUP) | 0.1 | $251k | 1.9k | 132.17 | |
| PNC Financial Services (PNC) | 0.1 | $245k | 1.2k | 200.00 | |
| Huntsman Corporation (HUN) | 0.1 | $244k | 7.0k | 34.86 | |
| Ishares Tr Msci Eafe Etf (EFA) | 0.1 | $236k | 3.0k | 78.67 | |
| Regency Centers Corporation (REG) | 0.1 | $234k | 3.1k | 75.48 | |
| Gap (GPS) | 0.0 | $229k | 13k | 17.62 | |
| Zimmer Holdings (ZBH) | 0.0 | $229k | 1.8k | 127.22 | |
| Ishares Tr Rus 2000 Val Etf (IWN) | 0.0 | $229k | 1.4k | 165.94 | |
| Ishares Core Dividend Growth E Core Div Grwth (DGRO) | 0.0 | $226k | 4.1k | 55.50 | |
| Zillow Group Cl C Cap Stk (Z) | 0.0 | $222k | 3.5k | 63.88 | |
| Analog Devices (ADI) | 0.0 | $221k | 1.3k | 175.40 | |
| Starbucks Corporation (SBUX) | 0.0 | $221k | 1.9k | 116.99 | |
| Equinix (EQIX) | 0.0 | $220k | 260.00 | 846.15 | |
| Waste Management (WM) | 0.0 | $218k | 1.3k | 167.50 | |
| Otis Worldwide Corp (OTIS) | 0.0 | $213k | 2.4k | 86.97 | |
| Schwab Strategic Tr Us Brd Mkt Etf (SCHB) | 0.0 | $209k | 1.9k | 112.79 | |
| Energy Transfer Partn Com Ut Ltd Ptn (ET) | 0.0 | $207k | 25k | 8.23 | |
| LVMH Moet Hennessy Louis Vuitton SA (LVMUY) | 0.0 | $203k | 1.2k | 165.04 | |
| PPL Corporation (PPL) | 0.0 | $201k | 6.7k | 29.98 | |
| Lockheed Martin Corporation (LMT) | 0.0 | $200k | 565.00 | 354.67 | |
| Vimeo Common Stock (VMEO) | 0.0 | $190k | 11k | 17.96 | |
| Poseida Therapeutics I (PSTX) | 0.0 | $170k | 25k | 6.80 | |
| Annaly Capital Management | 0.0 | $120k | 15k | 7.82 | |
| Coty Com Cl A (COTY) | 0.0 | $110k | 11k | 10.50 | |
| Salient Midstream & Mlpfund Sh Ben Int | 0.0 | $108k | 16k | 6.75 | |
| Kinross Gold Corp (KGC) | 0.0 | $58k | 10k | 5.80 |
