Radcliffe Capital Management

Radcliffe Capital Management as of Sept. 30, 2020

Portfolio Holdings for Radcliffe Capital Management

Radcliffe Capital Management holds 207 positions in its portfolio as reported in the September 2020 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
Teva Pharm Finance Convrt Bond (Principal) 6.3 $69M 71M 0.98
FireEye Convrt Bond (Principal) 5.9 $66M 67M 0.97
Twitter Convrt Bond (Principal) 4.4 $49M 49M 0.99
Prospect Capital Corp Convrt Bond (Principal) 4.2 $46M 46M 1.01
New Mountain Finance Corporation Convrt Bond (Principal) 3.6 $40M 40M 1.00
BlackRock Capital Investment Corp Convrt Bond (Principal) 3.6 $39M 40M 0.98
Supernus Pharmaceuticals Convrt Bond (Principal) 3.4 $38M 41M 0.92
Goldman Sachs BDC Convrt Bond (Principal) 3.3 $37M 36M 1.01
Blackrock TCP Capital Corp Convrt Bond (Principal) 2.8 $31M 31M 1.00
Prospect Capital Corp Convrt Bond (Principal) 2.6 $29M 28M 1.02
Ares Capital Corporation Convrt Bond (Principal) 2.5 $28M 27M 1.01
Cardtronics Convrt Bond (Principal) 2.2 $24M 24M 0.99
Ares Capital Corporation Convrt Bond (Principal) 1.8 $20M 19M 1.04
Hercules Capital Convrt Bond (Principal) 1.7 $19M 19M 1.00
Sixth Street Specialty Lending Convrt Bond (Principal) 1.5 $16M 16M 1.03
FTAC Olympus Acquisition Corp Unit 0.9 $10M 1000k 10.00
NavSight Holdings Unit 0.7 $8.0M 800k 10.06
Vector Acquisition Corp. Unit 0.7 $7.6M 750k 10.14
Cohn Robbins Holdings Corp. Unit 0.7 $7.6M 750k 10.09
Artius Acquisition Common 0.7 $7.5M 750k 9.94
Osprey Technology Acquisition Corp. Common 0.7 $7.3M 718k 10.19
Churchill Capital Corp IV Common 0.7 $7.3M 742k 9.78
NewHold Investment Corp. Common 0.6 $7.2M 736k 9.75
Experience Investment Corp Common 0.6 $7.1M 705k 10.05
Starboard Value Acquisition Corp. Unit 0.6 $7.1M 700k 10.10
Prime Impact Acquisition I Unit 0.6 $7.0M 700k 10.02
Hudson Executive Investment Cop. Common 0.6 $6.9M 700k 9.83
Dish Network Corporation Convrt Bond (Principal) 0.6 $6.7M 7.5M 0.90
Sustainable Opportunities Acquisition Corp Common 0.6 $6.7M 655k 10.20
CHP Merger Corp Common 0.6 $6.6M 650k 10.19
ArcLight Clean Transition Corp. Unit 0.6 $6.5M 650k 10.04
GO Acquisition Corp. Common 0.6 $6.3M 645k 9.84
Jaws Acquisition Corp Common 0.6 $6.2M 600k 10.41
BowX Acquisition Corp. Unit 0.6 $6.2M 600k 10.26
LGL Systems Acquisition Corp Common 0.6 $6.2M 614k 10.02
Thunder Bridge Acquisition II Common 0.6 $6.1M 600k 10.20
FinServ Acquisition Corp Common 0.5 $6.1M 606k 10.03
Silver Spike Acquisition Corp. Common 0.5 $6.1M 600k 10.13
TWC Tech Holdings II Corp. Unit 0.5 $6.1M 600k 10.12
Highcape Capital Acquisition Corp. Unit 0.5 $6.1M 600k 10.12
CC Neuberger Principal Holdings II Common 0.5 $6.0M 600k 10.05
ACON S2 Acquisition Corp. Unit 0.5 $6.0M 600k 10.02
Acamar Partners Acquisition Corp. Common 0.5 $6.0M 584k 10.22
Ascendant Digital Acquisition Corp. Common 0.5 $6.0M 600k 9.94
East Resources Acquisition Corp Common 0.5 $5.7M 590k 9.73
SCVX Corp. Common 0.5 $5.5M 550k 10.00
Trebia Acquisition Corp Common 0.5 $5.4M 535k 10.18
HPX Corp Common 0.5 $5.4M 552k 9.84
Longview Acquisition Corp. Common 0.5 $5.4M 550k 9.82
RMG Acquisition Corp Common 0.5 $5.3M 500k 10.69
Juniper Industrial Holdings Common 0.5 $5.3M 507k 10.46
Fusion Acquisition Corp Common 0.5 $5.3M 539k 9.83
Foley Trasimene Acquisition Corp Common 0.5 $5.3M 510k 10.36
PMV Consumer Acquisition Corp. Unit 0.5 $5.2M 522k 9.99
Apex Technology Acquisition Common 0.5 $5.2M 490k 10.60
Insu Acquisition Corp. II Unit 0.5 $5.2M 500k 10.36
Equity Distribution Acquisition Corp. Unit 0.5 $5.2M 500k 10.30
CIIG Merger Corp. Common 0.5 $5.1M 513k 10.02
Foley Trasimene Acquisition Corp II Unit 0.5 $5.1M 500k 10.20
FinTech Acquisition Corp IV Unit 0.5 $5.1M 500k 10.16
Churchill Capital Corp II Common 0.5 $5.1M 481k 10.55
Aspirational Consumer Lifestyle Corp. Unit 0.5 $5.0M 500k 10.00
Peridot Acquisition Corp. Unit 0.5 $5.0M 500k 9.99
Broadstone Acquisition Corp. Unit 0.5 $5.0M 500k 9.97
CF Finance Acquisition Corp. II Unit 0.5 $5.0M 497k 10.02
Holicity Unit 0.4 $4.7M 450k 10.35
Yucaipa Acquisition Corp Common 0.4 $4.5M 450k 9.93
CITIC Capital Acquisition Corp. Common 0.4 $4.4M 450k 9.83
Star Peak Energy Transition Corp. Unit 0.4 $4.4M 425k 10.25
GS Acquisition Holdings Corp. II Common 0.4 $4.3M 400k 10.76
VPC Impact Acquisition Holdings Unit 0.4 $4.3M 428k 10.00
RedBall Acquisition Corp. Unit 0.4 $4.2M 400k 10.57
Forum Merger III Corp Unit 0.4 $4.2M 404k 10.44
CM Life Sciences Unit 0.4 $4.2M 400k 10.47
Horizon Acquisition Corporation Unit 0.4 $4.2M 400k 10.41
Fortress Value Acquisition Corp. II Unit 0.4 $4.1M 400k 10.30
New Providence Acquisition Corp Common 0.4 $4.1M 404k 10.07
Tailwind Acquisition Corp. Unit 0.4 $4.0M 400k 10.05
Kismet Acquisition One Corp Unit 0.4 $4.0M 400k 10.01
FAST Acquisition Corp. Unit 0.4 $4.0M 400k 9.97
E.Merge Technology Acquisition Corp. Common 0.4 $3.9M 400k 9.79
Executive Network Partnering Corporation Unit 0.3 $3.8M 150k 25.25
NewHold Investment Corp. Option Call Option 0.3 $3.6M 368k 9.75
Climate Change Crisis Real Impact I Acquisition Corporation Unit 0.3 $3.5M 350k 10.05
Capstar Special Purpose Acquisition Corp. Common 0.3 $3.4M 350k 9.83
Hudson Executive Investment Cop. Option Call Option 0.3 $3.4M 350k 9.83
D8 Holdings Corp Common 0.3 $3.4M 351k 9.77
South Mountain Merger Corp Common 0.3 $3.4M 327k 10.45
Sustainable Opportunities Acquisition Corp Option Call Option 0.3 $3.3M 328k 10.20
Sandbridge Acquisition Corporation Unit 0.3 $3.3M 330k 9.98
Vesper Healthcare Acquisition Corp. Unit 0.3 $3.1M 300k 10.26
Stable Road Acquisition Corp Common 0.3 $3.1M 303k 10.08
Qell Acquisition Corp. Unit 0.3 $3.0M 300k 10.16
Property Solutions Acquisition Corp. Common 0.3 $2.9M 300k 9.81
Property Solutions Acquisition Corp. Option Call Option 0.3 $2.9M 300k 9.81
East Resources Acquisition Corp Option Call Option 0.3 $2.9M 295k 9.73
Interprivate Acquisition Corp. Common 0.2 $2.8M 275k 10.00
Amplitude Healthcare Acquisition Corporation Common 0.2 $2.7M 277k 9.92
DFP Healthcare Acquisitions Corp. Common 0.2 $2.6M 250k 10.38
Gores Holdings V Unit 0.2 $2.6M 250k 10.35
Oaktree Acquisition Corp. II Unit 0.2 $2.6M 250k 10.29
Fusion Acquisition Corp Option Call Option 0.2 $2.5M 258k 9.83
Social Capital Hedosophia Holdings Corp. III Common 0.2 $2.5M 200k 12.46
Ascendant Digital Acquisition Corp. Option Call Option 0.2 $2.5M 248k 9.94
Replay Acquisition Corp Common 0.2 $2.4M 236k 10.18
Jaws Acquisition Corp Option Call Option 0.2 $2.4M 229k 10.41
LGL Systems Acquisition Corp Option Call Option 0.2 $2.3M 225k 10.02
PTK Acquisition Corp Option Call Option 0.2 $2.2M 225k 9.76
PTK Acquisition Corp Common 0.2 $2.2M 225k 9.76
Burgundy Technology Acquisition Corporation Unit 0.2 $2.1M 214k 9.96
GO Acquisition Corp. Option Call Option 0.2 $2.1M 215k 9.84
CC Neuberger Principal Holdings I Common 0.2 $2.1M 200k 10.40
dMY Technology Group, Inc. II Unit 0.2 $2.0M 200k 10.23
Software Acquisition Group Inc.II Unit 0.2 $2.0M 201k 9.95
Golub Capital BDC Common (GBDC) 0.2 $2.0M 150k 13.24
East Stone Acquisition Corp. Common 0.2 $2.0M 200k 9.85
Ace Convergence Acquisition Corp. Common 0.2 $2.0M 201k 9.75
Trebia Acquisition Corp Option Call Option 0.2 $1.9M 190k 10.18
Ares Capital Corporation Common (ARCC) 0.2 $1.8M 130k 13.95
Longview Acquisition Corp. Option Call Option 0.2 $1.8M 183k 9.82
Live Oak Acquisition Corp Common 0.2 $1.8M 178k 10.08
Union Acquisition Corp Common 0.2 $1.8M 180k 9.93
North Mountain Merger Corp. Unit 0.2 $1.8M 175k 10.20
TriplePoint Venture Growth BDC Corp. Common (TPVG) 0.2 $1.7M 157k 11.04
Foley Trasimene Acquisition Corp Option Call Option 0.2 $1.7M 167k 10.36
D8 Holdings Corp Option Call Option 0.2 $1.7M 175k 9.77
AMCI Acquisition Corp Common 0.2 $1.7M 165k 10.34
One Unit 0.1 $1.6M 150k 10.90
Hercules Capital Common (HTGC) 0.1 $1.6M 140k 11.57
CITIC Capital Acquisition Corp. Option Call Option 0.1 $1.6M 163k 9.83
Galileo Acquisition Corp. Common 0.1 $1.6M 157k 9.90
Gores Holdings IV Common 0.1 $1.6M 151k 10.31
CC Neuberger Principal Holdings II Option Call Option 0.1 $1.5M 150k 10.05
Yucaipa Acquisition Corp Option Call Option 0.1 $1.5M 150k 9.93
Capstar Special Purpose Acquisition Corp. Option Call Option 0.1 $1.5M 150k 9.83
GX Acquisition Corp Common 0.1 $1.5M 140k 10.50
Churchill Capital Corp IV Option Call Option 0.1 $1.4M 148k 9.78
Oaktree Specialty Lending Corporation Common 0.1 $1.4M 294k 4.84
Barings BDC Common (BBDC) 0.1 $1.4M 176k 8.00
Interprivate Acquisition Corp. Option Call Option 0.1 $1.4M 138k 10.00
Chardan Healthcare Acquisition 2 Corp Common 0.1 $1.4M 140k 9.79
Artius Acquisition Option Call Option 0.1 $1.3M 133k 9.94
E.Merge Technology Acquisition Corp. Option Call Option 0.1 $1.3M 133k 9.79
Solar Capital Common (SLRC) 0.1 $1.2M 79k 15.85
HPX Corp Option Call Option 0.1 $1.2M 126k 9.84
Malacca Straits Acquisition Company Common 0.1 $1.2M 125k 9.77
Owl Rock Capital Corporation Common (OBDC) 0.1 $1.2M 100k 12.06
TCG BDC Common (CGBD) 0.1 $1.2M 133k 8.91
GigCapital3 Common 0.1 $1.1M 115k 9.95
Saratoga Investment Corp Common (SAR) 0.1 $1.1M 65k 16.78
Apex Technology Acquisition Option Call Option 0.1 $1.1M 102k 10.60
GS Acquisition Holdings Corp. II Option Call Option 0.1 $1.1M 100k 10.76
Fidus Investment Corp Common (FDUS) 0.1 $1.1M 109k 9.85
Crescent Capital BDC Common (CCAP) 0.1 $1.0M 81k 12.75
Industrial Tech Acquisitions Unit 0.1 $1.0M 100k 10.00
Alussa Energy Acquisition Corp Common 0.1 $993k 100k 9.93
China Yunhong Holdings Common 0.1 $987k 100k 9.87
East Stone Acquisition Corp. Option Call Option 0.1 $985k 100k 9.85
Ace Convergence Acquisition Corp. Option Call Option 0.1 $980k 101k 9.75
Solar Senior Capital Common 0.1 $976k 78k 12.59
Oaktree Strategic Income Corp Common 0.1 $952k 146k 6.51
GigCapital2 Common 0.1 $950k 94k 10.16
Oaktree Acquisition Corp Common 0.1 $940k 80k 11.75
Bain Capital Specialty Finance Common (BCSF) 0.1 $934k 92k 10.20
SCVX Corp. Option Call Option 0.1 $875k 88k 10.00
GigCapital3 Option Call Option 0.1 $860k 86k 9.95
Social Capital Hedosophia Holdings Corp. III Option Call Option 0.1 $831k 67k 12.47
Sixth Street Specialty Lending Common (TSLX) 0.1 $819k 48k 17.21
Capital Southwest Corp Common (CSWC) 0.1 $814k 58k 14.04
FS KKR Capital Corporation Common (FSK) 0.1 $787k 50k 15.87
Forum Merger III Corp Common 0.1 $746k 75k 9.95
Stellus Capital Investment Coporation Common (SCM) 0.1 $745k 86k 8.70
Blackrock TCP Capital Corp Common (TCPC) 0.1 $744k 76k 9.80
Collective Growth Corp Common 0.1 $740k 75k 9.87
CC Neuberger Principal Holdings I Option Call Option 0.1 $693k 67k 10.40
New Mountain Finance Corporation Common (NMFC) 0.1 $649k 68k 9.56
DFP Healthcare Acquisitions Corp. Option Call Option 0.1 $649k 63k 10.38
Chardan Healthcare Acquisition 2 Corp Option Call Option 0.1 $612k 63k 9.79
Malacca Straits Acquisition Company Option Call Option 0.1 $611k 63k 9.78
Goldman Sachs BDC Common (GSBD) 0.1 $565k 38k 15.05
CHP Merger Corp Option Call Option 0.1 $560k 55k 10.18
Juniper Industrial Holdings Option Call Option 0.1 $558k 53k 10.47
Live Oak Acquisition Corp Option Call Option 0.0 $504k 50k 10.08
Newborn Acquisition Corp. Common 0.0 $497k 50k 9.94
Alpha Healthcare Acquisition Corp. Unit 0.0 $496k 50k 9.92
China Yunhong Holdings Option Call Option 0.0 $494k 50k 9.88
Vistas Media Acquisition Company Common 0.0 $492k 50k 9.84
Vistas Media Acquisition Company Option Call Option 0.0 $492k 50k 9.84
FinServ Acquisition Corp Option Call Option 0.0 $477k 48k 10.03
Pennantpark Investment Corporation Common (PNNT) 0.0 $420k 132k 3.19
Main Street Capital Corp Common (MAIN) 0.0 $408k 14k 29.57
New Providence Acquisition Corp Option Call Option 0.0 $391k 39k 10.06
Collective Growth Corp Option Call Option 0.0 $370k 38k 9.87
Gores Holdings IV Option Call Option 0.0 $349k 34k 10.30
FS KKR Capital Corporation II Common 0.0 $295k 20k 14.70
GX Acquisition Corp Option Call Option 0.0 $263k 25k 10.52
BlackRock Capital Investment Corp Common 0.0 $250k 102k 2.44
Newborn Acquisition Corp. Option Call Option 0.0 $249k 25k 9.96
Panacea Acquisition Corp. Unit 0.0 $238k 20k 12.02
FG New America Acquisition Corp. Unit 0.0 $212k 21k 10.03
Lifesci Acquisition Corp. Option Call Option 0.0 $201k 16k 12.43
East Stone Acquisition Corp. Option Call Option 0.0 $197k 20k 9.85
Tuscan Holdings Corp Common 0.0 $187k 18k 10.20
Merida Merger Corp I Common 0.0 $152k 15k 9.91
Reinvent Technology Partners Unit 0.0 $115k 10k 11.50
CIIG Merger Corp. Option Call Option 0.0 $111k 11k 10.04
China Yunhong Holdings Option Call Option 0.0 $99k 10k 9.90