Newgate Capital Management

Newgate Capital Management as of Dec. 31, 2012

Portfolio Holdings for Newgate Capital Management

Newgate Capital Management holds 258 positions in its portfolio as reported in the December 2012 quarterly 13F filing

Company (Ticker) Portfolio Weight Valued At Change in Shares Share Count Share Price
iShares MSCI South Korea Index Fund (EWY) 2.9 $32M 511k 63.35
Vale (VALE) 2.7 $29M 1.4M 20.96
ICICI Bank (IBN) 2.7 $29M 672k 43.61
America Movil Sab De Cv spon adr l 2.5 $28M 1.2M 23.14
Yamana Gold 2.5 $27M 1.6M 17.21
Lukoil 2.4 $26M 383k 67.50
Baidu (BIDU) 2.3 $25M 254k 100.29
Taiwan Semiconductor Mfg (TSM) 2.2 $24M 1.4M 17.16
Banco Itau Holding Financeira (ITUB) 2.2 $24M 1.5M 16.46
China Constr Bank Ard F Un (CICHY) 2.1 $23M 1.4M 16.23
Tata Motors 1.9 $22M 749k 28.72
Cnooc 1.9 $21M 96k 220.00
HDFC Bank (HDB) 1.9 $21M 511k 40.72
Petroleo Brasileiro SA (PBR.A) 1.7 $19M 973k 19.31
KB Financial (KB) 1.7 $19M 517k 35.90
Turkiye Garanti Bankasi (TKGBY) 1.6 $18M 3.5M 5.20
Shinhan Financial (SHG) 1.6 $18M 479k 36.64
Credicorp (BAP) 1.5 $17M 116k 146.56
Naspers 1.5 $17M 260k 65.00
Advanced Semiconductor Engineering 1.5 $16M 3.8M 4.28
Southern Copper Corporation (SCCO) 1.4 $16M 419k 37.86
Silver Standard Res 1.3 $15M 981k 14.89
Banco Bradesco SA (BBD) 1.3 $15M 834k 17.37
Petroleo Brasileiro SA (PBR) 1.3 $14M 742k 19.47
Siliconware Precision Industries 1.3 $15M 2.7M 5.34
Antofagasta (ANFGY) 1.3 $14M 318k 44.66
Mobile TeleSystems OJSC 1.2 $13M 721k 18.65
Powershares Senior Loan Portfo mf 1.2 $13M 521k 24.98
Noril'skiy nikel' GMK OAO 1.2 $13M 677k 18.94
Anhui Conch Cem Co Ltd equs (AHCHY) 1.1 $12M 664k 18.70
BlackRock Global Opportunities Equity Tr (BOE) 1.1 $12M 891k 13.20
National-Oilwell Var 1.0 $11M 165k 68.35
Kinross Gold Corp (KGC) 1.0 $11M 1.1M 9.72
Las Vegas Sands (LVS) 0.9 $10M 226k 46.16
Dr. Reddy's Laboratories (RDY) 0.9 $11M 316k 33.29
Cliffs Natural Resources 0.9 $10M 260k 38.57
LG Display (LPL) 0.9 $9.9M 683k 14.48
Teck Resources Ltd cl b (TECK) 0.9 $9.9M 273k 36.35
Nexpoint Credit Strategies 0.9 $9.9M 1.5M 6.64
Industries N shs - a - (LYB) 0.9 $9.8M 172k 57.09
Market Vectors India Small Cap Index ETF 0.8 $9.4M 845k 11.12
Pos (PKX) 0.8 $9.2M 112k 82.15
New Gold Inc Cda (NGD) 0.8 $9.2M 838k 11.03
Neuberger Berman Real Estate Sec (NRO) 0.8 $9.1M 2.0M 4.59
Yandex Nv-a (YNDX) 0.8 $9.1M 424k 21.54
Albemarle Corporation (ALB) 0.8 $9.0M 146k 62.12
Alpine Total Dynamic Dividend Fund 0.8 $9.1M 2.2M 4.03
Caterpillar (CAT) 0.8 $8.7M 97k 89.61
Rio Tinto (RIO) 0.8 $8.6M 148k 58.09
Gazprom OAO 0.8 $8.2M 847k 9.73
Global High Income Fund 0.8 $8.2M 637k 12.92
Tim Participacoes Sa- 0.8 $8.2M 414k 19.82
Freeport-McMoRan Copper & Gold (FCX) 0.7 $8.2M 239k 34.20
Nuveen Global Value Opportunities Fund 0.7 $8.0M 538k 14.91
Southwestern Energy Company (SWN) 0.7 $7.4M 221k 33.41
Joy Global 0.7 $7.3M 114k 63.78
Foster Wheeler Ltd Com Stk 0.7 $7.1M 293k 24.32
Barrick Gold Corp (GOLD) 0.6 $7.0M 201k 35.01
Anadarko Petroleum Corporation 0.6 $7.0M 94k 74.31
CONSOL Energy 0.6 $6.6M 206k 32.10
Cameron International Corporation 0.6 $6.5M 115k 56.46
Transocean (RIG) 0.6 $6.4M 144k 44.66
Goldcorp 0.6 $6.4M 173k 36.70
Noble Corporation Com Stk 0.6 $6.4M 183k 34.82
Silver Wheaton Corp 0.6 $6.4M 177k 36.08
NFJ Dividend Interest & Premium Strategy 0.6 $6.4M 411k 15.60
Continental Resources 0.6 $6.2M 85k 73.49
American Strategic Income Portf. Inc II 0.6 $6.2M 701k 8.82
Agrium 0.5 $6.0M 60k 99.88
Celanese Corporation (CE) 0.5 $5.9M 133k 44.53
Huntsman Corporation (HUN) 0.5 $5.9M 373k 15.90
McDermott International 0.5 $5.9M 534k 11.02
Apache Corporation 0.5 $5.6M 72k 78.50
CF Industries Holdings (CF) 0.5 $5.6M 28k 203.17
C&j Energy Services 0.5 $5.5M 256k 21.44
Compania de Minas Buenaventura SA (BVN) 0.5 $5.2M 144k 35.95
Devon Energy Corporation (DVN) 0.5 $4.9M 95k 52.04
Infosys Technologies (INFY) 0.4 $4.8M 114k 42.30
Vanguard Emerging Markets ETF (VWO) 0.4 $4.8M 108k 44.53
Eaton Vance Tax Managed Diversified Eq. (ETY) 0.4 $4.9M 519k 9.37
Eaton Vance Cali Muni Bnd Fnd (EVM) 0.4 $4.8M 399k 12.14
Walter Energy 0.4 $4.6M 128k 35.88
Newfield Exploration 0.4 $4.4M 166k 26.78
ADVENT CLAY GBL CONV SEC INC COM Bene Inter 0.4 $4.3M 671k 6.48
Occidental Petroleum Corporation (OXY) 0.4 $4.2M 55k 76.61
Ega Emerging Global Shs Tr egs india infr 0.4 $4.2M 291k 14.57
Duff & Phelps Global (DPG) 0.4 $4.3M 254k 16.87
Forest Oil Corporation 0.4 $3.9M 585k 6.69
Reaves Utility Income Fund (UTG) 0.4 $4.0M 169k 23.82
Aurico Gold 0.3 $3.9M 471k 8.18
Ashland 0.3 $3.8M 47k 80.42
Peabody Energy Corporation 0.3 $3.6M 137k 26.61
AGCO Corporation (AGCO) 0.3 $3.7M 75k 49.12
Pioneer Natural Resources (PXD) 0.3 $3.6M 34k 106.59
Franco-Nevada Corporation (FNV) 0.3 $3.6M 62k 57.18
Mosaic (MOS) 0.3 $3.6M 63k 56.62
American Strategic Income Portfolio III 0.3 $3.4M 450k 7.49
Seadrill 0.3 $3.4M 91k 36.80
Calamos Convertible & Hi Income Fund (CHY) 0.3 $3.3M 270k 12.15
Cummins (CMI) 0.3 $3.2M 29k 108.35
Potash Corp. Of Saskatchewan I 0.3 $3.2M 79k 40.68
Technip 0.3 $3.2M 108k 29.47
SPDR Barclays Capital High Yield B 0.3 $3.1M 76k 40.71
Nuveen Munpl Markt Opp Fund 0.3 $3.0M 204k 14.66
Delaware Enhanced Glbl. Div. & Inc. Fund 0.2 $2.7M 230k 11.60
Invesco Insured Municipal Income Trust (IIM) 0.2 $2.6M 155k 16.81
Carpenter Technology Corporation (CRS) 0.2 $2.4M 47k 51.64
Nuveen Dividend Advantage Municipal Fd 2 0.2 $2.3M 149k 15.22
Nuveen Quality Income Municipal Fund 0.2 $2.3M 148k 15.26
Nuveen Div Adv Muni Fd 3 Ben Int (NZF) 0.2 $2.3M 149k 15.09
Nuveen Premier Insd Mun Inco 0.2 $2.2M 145k 15.34
Western Asset Hgh Yld Dfnd (HYI) 0.2 $2.2M 122k 18.33
Nuveen Insured Quality Muncipal Fund 0.1 $1.2M 80k 14.97
Apple (AAPL) 0.1 $1.1M 2.0k 532.23
Cohen & Steers Clsd-End Optuny Fnd (FOF) 0.1 $1.1M 92k 12.42
Newmont Mining Corporation (NEM) 0.1 $968k 21k 46.45
iShares S&P NA Nat. Re. Sc. Idx (IGE) 0.1 $942k 25k 38.15
Coeur d'Alene Mines Corporation (CDE) 0.1 $784k 32k 24.60
Market Vectors High Yield Muni. Ind 0.1 $762k 23k 32.83
Nuveen Premium Income Muni Fund 2 0.1 $755k 50k 15.20
Nuveen Insd Dividend Advantage (NVG) 0.1 $753k 49k 15.36
Nuveen Municipal Advantage Fund 0.1 $761k 50k 15.22
Calamos Conv. Opptys. & Income Fund (CHI) 0.1 $507k 43k 11.94
Nuveen Insured Municipal Opp. Fund 0.0 $411k 27k 15.34
Bank of America Corporation (BAC) 0.0 $302k 26k 11.61
Citigroup (C) 0.0 $280k 7.1k 39.62
Blackstone 0.0 $250k 16k 15.56
Nuveen Muni Value Fund (NUV) 0.0 $223k 22k 10.25
Halliburton Company (HAL) 0.0 $118k 3.4k 34.58
Qualcomm (QCOM) 0.0 $118k 1.9k 62.11
iShares Lehman Aggregate Bond (AGG) 0.0 $161k 1.4k 111.11
iShares FTSE/Xinhua China 25 Index (FXI) 0.0 $15k 360.00 41.67
Microsoft Corporation (MSFT) 0.0 $8.0k 285.00 28.07
Corning Incorporated (GLW) 0.0 $6.0k 490.00 12.24
BlackRock (BLK) 0.0 $6.0k 31.00 193.55
Ace Limited Cmn 0.0 $999.990000 9.00 111.11
Bank of New York Mellon Corporation (BK) 0.0 $7.0k 272.00 25.74
People's United Financial 0.0 $7.0k 607.00 11.53
Exxon Mobil Corporation (XOM) 0.0 $4.0k 48.00 83.33
McDonald's Corporation (MCD) 0.0 $5.0k 58.00 86.21
Daimler Ag reg (MBGAF) 0.0 $6.0k 110.00 54.55
Baxter International (BAX) 0.0 $1.0k 10.00 100.00
Johnson & Johnson (JNJ) 0.0 $6.0k 80.00 75.00
Teva Pharmaceutical Industries (TEVA) 0.0 $7.0k 183.00 38.25
Vertex Pharmaceuticals Incorporated (VRTX) 0.0 $999.950000 35.00 28.57
Comcast Corporation 0.0 $7.0k 195.00 35.90
Norfolk Southern (NSC) 0.0 $1.0k 15.00 66.67
Hospira 0.0 $1.0k 20.00 50.00
India Fund (IFN) 0.0 $999.920000 29.00 34.48
Autodesk (ADSK) 0.0 $3.0k 80.00 37.50
Carnival Corporation (CCL) 0.0 $999.940000 17.00 58.82
Citrix Systems 0.0 $2.0k 30.00 66.67
Nucor Corporation (NUE) 0.0 $3.0k 60.00 50.00
Stanley Black & Decker (SWK) 0.0 $999.990000 9.00 111.11
SYSCO Corporation (SYY) 0.0 $6.0k 175.00 34.29
Union Pacific Corporation (UNP) 0.0 $1.0k 6.00 166.67
Wells Fargo & Company (WFC) 0.0 $6.0k 164.00 36.59
Willis Group Holdings 0.0 $999.940000 17.00 58.82
Dow Chemical Company 0.0 $999.950000 35.00 28.57
KBR (KBR) 0.0 $999.940000 34.00 29.41
Pall Corporation 0.0 $3.0k 45.00 66.67
Regions Financial Corporation (RF) 0.0 $999.900000 101.00 9.90
AstraZeneca (AZN) 0.0 $8.0k 179.00 44.69
Koninklijke Philips Electronics NV (PHG) 0.0 $3.0k 113.00 26.55
Valero Energy Corporation (VLO) 0.0 $999.900000 33.00 30.30
CVS Caremark Corporation (CVS) 0.0 $6.0k 127.00 47.24
Aetna 0.0 $1.0k 15.00 66.67
Partner Re 0.0 $1.0k 8.00 125.00
Altria (MO) 0.0 $6.0k 202.00 29.70
Credit Suisse Group 0.0 $5.0k 209.00 23.92
Fluor Corporation (FLR) 0.0 $3.0k 45.00 66.67
Honeywell International (HON) 0.0 $999.940000 17.00 58.82
Liberty Media 0.0 $2.0k 90.00 22.22
Philip Morris International (PM) 0.0 $3.0k 32.00 93.75
Procter & Gamble Company (PG) 0.0 $5.0k 78.00 64.10
Royal Dutch Shell 0.0 $17k 248.00 68.55
Symantec Corporation 0.0 $999.680000 64.00 15.62
Target Corporation (TGT) 0.0 $999.940000 17.00 58.82
Tyco International Ltd S hs 0.0 $2.0k 75.00 26.67
UnitedHealth (UNH) 0.0 $10k 193.00 51.81
Vodafone 0.0 $1.0k 40.00 25.00
American Electric Power Company (AEP) 0.0 $6.0k 130.00 46.15
Kyocera Corporation (KYOCY) 0.0 $3.0k 31.00 96.77
Statoil ASA 0.0 $6.0k 224.00 26.79
Ca 0.0 $3.0k 126.00 23.81
Biogen Idec (BIIB) 0.0 $5.0k 35.00 142.86
Ford Motor Company (F) 0.0 $1.0k 80.00 12.50
Total (TTE) 0.0 $6.0k 106.00 56.60
Barclays (BCS) 0.0 $8.0k 485.00 16.49
Prudential Financial (PRU) 0.0 $1.0k 11.00 90.91
Kellogg Company (K) 0.0 $6.0k 106.00 56.60
PPL Corporation (PPL) 0.0 $5.0k 188.00 26.60
Forest Laboratories 0.0 $4.0k 125.00 32.00
Toyota Motor Corporation (TM) 0.0 $9.0k 93.00 96.77
H.J. Heinz Company 0.0 $9.0k 152.00 59.21
Cablevision Systems Corporation 0.0 $3.0k 170.00 17.65
ON Semiconductor (ON) 0.0 $999.600000 102.00 9.80
Dolby Laboratories (DLB) 0.0 $2.0k 55.00 36.36
Lorillard 0.0 $2.0k 42.00 47.62
Broadcom Corporation 0.0 $2.0k 70.00 28.57
Eni S.p.A. (E) 0.0 $6.0k 115.00 52.17
Life Technologies 0.0 $1.0k 14.00 71.43
Seagate Technology Com Stk 0.0 $4.0k 125.00 32.00
Flextronics International Ltd Com Stk (FLEX) 0.0 $999.460000 154.00 6.49
BHP Billiton (BHP) 0.0 $6.0k 73.00 82.19
Deutsche Bank Ag-registered (DB) 0.0 $3.0k 59.00 50.85
El Paso Pipeline Partners 0.0 $6.0k 154.00 38.96
L-3 Communications Holdings 0.0 $4.0k 50.00 80.00
MetLife (MET) 0.0 $1.0k 31.00 32.26
South Jersey Industries 0.0 $4.0k 83.00 48.19
Woori Finance Holdings 0.0 $9.0k 280.00 32.14
Abb (ABBNY) 0.0 $5.0k 248.00 20.16
Cree 0.0 $3.0k 85.00 35.29
ISIS Pharmaceuticals 0.0 $1.0k 80.00 12.50
Nissan Motor (NSANY) 0.0 $5.0k 279.00 17.92
SanDisk Corporation 0.0 $3.0k 60.00 50.00
United Microelectronics (UMC) 0.0 $20k 9.9k 2.03
ImmunoGen 0.0 $1.0k 60.00 16.67
Nippon Telegraph & Telephone (NTTYY) 0.0 $8.0k 359.00 22.28
Rockwell Automation (ROK) 0.0 $999.990000 9.00 111.11
Kinder Morgan Energy Partners 0.0 $3.0k 33.00 90.91
Siemens (SIEGY) 0.0 $11k 102.00 107.84
Superior Energy Services 0.0 $999.940000 34.00 29.41
Bank Of Montreal Cadcom (BMO) 0.0 $7.0k 115.00 60.87
CGG Veritas 0.0 $7.0k 235.00 29.79
Basf Se (BASFY) 0.0 $3.0k 29.00 103.45
Weatherford International Lt reg 0.0 $3.0k 305.00 9.84
iShares MSCI Brazil Index (EWZ) 0.0 $6.0k 101.00 59.41
Market Vector Russia ETF Trust 0.0 $14k 476.00 29.41
Cobalt Intl Energy 0.0 $42k 1.7k 24.55
Alerian Mlp Etf 0.0 $5.0k 340.00 14.71
American Select Portfolio 0.0 $5.0k 413.00 12.11
Cohen & Steers infrastucture Fund (UTF) 0.0 $6.0k 317.00 18.93
Global X China Industrials ETF 0.0 $23k 1.9k 12.22
ING Prime Rate Trust 0.0 $13k 2.1k 6.18
iShares FTSE NAREIT Mort. Plus Capp 0.0 $15k 1.1k 13.30
Eaton Vance Senior Income Trust (EVF) 0.0 $7.0k 914.00 7.66
Invesco Van Kampen Senior Income Trust (VVR) 0.0 $22k 4.3k 5.12
Invesco Van Kampen Dyn Cr Opp Fund 0.0 $7.0k 552.00 12.68
Agic Equity & Conv Income 0.0 $16k 939.00 17.04
PowerShares Dynamic Utilities 0.0 $5.0k 313.00 15.97
Sumitomo Corporation (SSUMY) 0.0 $4.0k 329.00 12.16
Bayerische Motoren Werke A- 0.0 $9.0k 268.00 33.58
Komatsu (KMTUY) 0.0 $5.0k 189.00 26.46
LVMH Moet Hennessy Louis Vuitton SA (LVMUY) 0.0 $9.0k 230.00 39.13
Sandvik AB (SDVKY) 0.0 $3.0k 178.00 16.85
Volkswagen 0.0 $6.0k 135.00 44.44
SPDR Wells Fargo Prfd Stk ETF (PSK) 0.0 $8.0k 171.00 46.78
Market Vectors Etf Tr china a shs etf 0.0 $4.0k 117.00 34.19
Covidien 0.0 $2.0k 30.00 66.67
Te Connectivity Ltd for (TEL) 0.0 $4.0k 95.00 42.11
Amc Networks Inc Cl A (AMCX) 0.0 $1.0k 20.00 50.00
Cbre Clarion Global Real Estat re (IGR) 0.0 $3.0k 340.00 8.82
Ishares Tr int pfd stk 0.0 $7.0k 263.00 26.62
Directv 0.0 $2.0k 35.00 57.14
Adt 0.0 $2.0k 37.00 54.05
Pentair 0.0 $999.940000 17.00 58.82
Eaton (ETN) 0.0 $999.970000 19.00 52.63