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Zazove Associates

Latest statistics and disclosures from Zazove Associates's latest quarterly 13F-HR filing:

Top 5 stock holdings are Southwest Airls, Liberty Media Corp Del, Ppl Cap Fdg, Jazz Investments I, Mgp Ingredients, and represent 34.50% of Zazove Associates's stock portfolio.
Added to shares of these 10 stocks: Liberty Media Corp Del (+$50M), Ppl Cap Fdg (+$49M), Expedia Group (+$11M), Brookdale Sr Living (+$10M), Ncl Corp (+$9.4M), Alliant Energy Corp (+$6.7M), Shift4 Payments, Nutanix, Rivian Automotive, Integer Hldgs Corp.
Started 13 new stock positions in Freyr Battery, Liberty Media Corp Del, Rivian Automotive, Integer Hldgs Corp, Alliant Energy Corp, Southern, Shift4 Payments, Ppl Cap Fdg, Nice, On Semiconductor Corp. Nutanix, SMR.WS, Ncl Corp.
Reduced shares in these 10 stocks: SSR MNG (-$36M), Nrg Energy Inc dbcv 2.750% 6/0 (-$36M), Ares Capital Corp convertible security (-$35M), Parsons (-$26M), Dexcom (-$17M), Kaman Corp convertible security (-$13M), Imax Corp (-$9.3M), CMLS (-$7.8M), KYN (-$6.9M), GRNT (-$6.3M).
Sold out of its positions in Air Transport Services Grp I note 1.125%10/1, AAL, AFT, Ares Capital Corp convertible security, ARKOW, BRCC, BFLY, UAN, CANOQ, Conmed Corp none.
Zazove Associates was a net seller of stock by $-82M.
Zazove Associates has $721M in assets under management (AUM), dropping by -10.34%.
Central Index Key (CIK): 0001009012

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Portfolio Holdings for Zazove Associates

Zazove Associates holds 112 positions in its portfolio as reported in the March 2024 quarterly 13F filing

Company (Ticker)	Portfolio Weight	Valued At	Change in Shares	Share Count	Share Price
Southwest Airls Note 1.250% 5/0 (Principal)	8.4	$61M	-2%	60M	1.01	View chart
Liberty Media Corp Del Note 3.750% 3/1 (Principal)	6.9	$50M	NEW	40M	1.23	View chart
Ppl Cap Fdg Note 2.875% 3/1 (Principal)	6.8	$49M	NEW	51M	0.96	View chart
Jazz Investments I Note 2.000% 6/1 (Principal)	6.4	$46M	-3%	46M	0.99	View chart
Mgp Ingredients Note 1.875%11/1 (Principal)	6.0	$43M	+2%	40M	1.08	View chart
Ford Mtr Co Del Note 3/1 (Principal)	6.0	$43M	-6%	42M	1.03	View chart
Middleby Corp Note 1.000% 9/0 (Principal)	4.5	$32M	-5%	24M	1.31	View chart
Ssr Mining In Note 2.500% 4/0 (Principal)	4.3	$31M	-53%	35M	0.90	View chart
John Bean Technologies Corp Note 0.250% 5/1 (Principal)	3.6	$26M		28M	0.93	View chart
Tyler Tex Indpt Sch Dist Note 0.250% 3/1 (Principal)	3.1	$22M		22M	1.01	View chart
Alnylam Pharmaceuticals Note 1.000% 9/1 (Principal)	3.0	$22M		23M	0.94	View chart
Braemar Hotels & Resorts Note 4.500% 6/0 (Principal)	2.5	$18M		21M	0.87	View chart
Petiq Note 4.000% 6/0 (Principal)	2.3	$17M		17M	0.99	View chart
Ascendis Pharma A/s Note 2.250% 4/0 (Principal)	2.1	$15M	-28%	13M	1.16	View chart
Akamai Technologies Note 0.375% 9/0 (Principal)	2.1	$15M		14M	1.06	View chart
Varex Imaging Corp Note 4.000% 6/0 (Principal)	1.9	$14M		13M	1.11	View chart
Conmed Corp Note 2.250% 6/1 (Principal)	1.6	$12M		13M	0.92	View chart
Expedia Group Note 2/1 (Principal)	1.6	$12M	+5884%	12M	0.92	View chart
Brookdale Sr Living Note 2.000%10/1 (Principal)	1.5	$11M	+1021%	11M	0.98	View chart
Trump Media & Technology Gro *w Exp 03/25/202 (DJTWW)	1.4	$10M	-2%	367k	27.33	View chart
Ncl Corp Note 1.125% 2/1 (Principal)	1.3	$9.4M	NEW	9.9M	0.95	View chart
Northern Oil & Gas Note 3.625% 4/1 (Principal)	1.0	$7.3M	-4%	6.0M	1.22	View chart
Interdigital Note 3.500% 6/0 (Principal)	1.0	$7.2M	-14%	5.0M	1.44	View chart
Westrock Coffee *w Exp 08/29/202 (WESTW)	1.0	$7.0M		3.1M	2.28	View chart
Urban One Cl D Non Vtg (UONEK)	1.0	$6.8M	+36%	3.4M	2.04	View chart
Imax Corp Note 0.500% 4/0 (Principal)	0.9	$6.7M	-57%	7.2M	0.93	View chart
Alliant Energy Corp Note 3.875% 3/1 (Principal)	0.9	$6.7M	NEW	6.8M	0.99	View chart
Vanguard Bd Index Fds Vanguard Ultra (VUSB)	0.7	$5.0M		100k	49.55	View chart
Cnx Res Corp Note 2.250% 5/0 (Principal)	0.7	$4.7M		2.5M	1.89	View chart
Shift4 Pmts Note 0.500% 8/0 (Principal)	0.6	$4.6M	NEW	5.0M	0.93	View chart
Innovate Corp Note 7.500% 8/0 (Principal)	0.6	$4.3M		12M	0.35	View chart
Mirion Technologies *w Exp 10/20/202 (MIR.WS)	0.6	$4.3M		1.9M	2.24	View chart
Braemar Hotels And Resorts (BHR)	0.6	$4.2M		2.1M	2.00	View chart
Datadog Note 0.125% 6/1 (Principal)	0.6	$4.1M	-17%	2.9M	1.41	View chart
Net Power *w Exp 06/08/202 (NPWR.WS)	0.5	$3.8M		1.3M	3.04	View chart
Clear Channel Outdoor Holdings (CCO)	0.5	$3.7M	-14%	2.3M	1.65	View chart
Insulet Corp Note 0.375% 9/0 (Principal)	0.5	$3.7M		3.5M	1.04	View chart
Guardant Health Note 11/1 (Principal)	0.5	$3.3M		4.8M	0.68	View chart
Dexcom Note 0.250%11/1 (Principal)	0.5	$3.3M	-83%	3.0M	1.10	View chart
Sunopta (STKL)	0.5	$3.2M	-20%	472k	6.87	View chart
Zillow Group Note 1.375% 9/0 (Principal)	0.4	$3.1M		2.5M	1.24	View chart
Nutanix Note 0.250%10/0 (Principal)	0.4	$3.1M	NEW	2.5M	1.23	View chart
Summit Hotel Pptys Note 1.500% 2/1 (Principal)	0.4	$3.0M	-9%	3.3M	0.89	View chart
Hertz Global Hldgs *w Exp 06/30/205 (HTZWW)	0.4	$3.0M	+35%	662k	4.46	View chart
Peabody Engr Corp Note 3.250% 3/0 (Principal)	0.4	$2.8M		2.0M	1.41	View chart
Pebblebrook Hotel Tr Note 1.750%12/1 (Principal)	0.4	$2.8M	-9%	3.1M	0.90	View chart
Lantheus Hldgs Note 2.625%12/1 (Principal)	0.4	$2.8M		2.5M	1.11	View chart
Etsy Note 0.125%10/0 (Principal)	0.4	$2.6M		2.5M	1.06	View chart
Rumble *w Exp 09/16/202 (RUMBW)	0.3	$2.5M	+2%	1.1M	2.27	View chart
Rivian Automotive Note 4.625% 3/1 (Principal)	0.3	$2.4M	NEW	3.0M	0.81	View chart
Pagerduty Note 1.250% 7/0 (Principal)	0.3	$2.4M		2.5M	0.96	View chart
American Airlines Group Note 6.500% 7/0 (Principal)	0.3	$2.3M		2.0M	1.16	View chart
Solaredge Technologies Note 9/1 (Principal)	0.3	$2.3M		2.5M	0.91	View chart
Post Hldgs Note 2.500% 8/1 (Principal)	0.3	$2.3M		2.0M	1.13	View chart
Integer Hldgs Corp Note 2.125% 2/1 (Principal)	0.3	$2.1M	NEW	1.4M	1.45	View chart
Southern Note 3.875%12/1 (Principal)	0.2	$1.8M	NEW	1.8M	1.00	View chart
Cutera Note 2.250% 6/0 (Principal)	0.2	$1.7M		7.1M	0.24	View chart
On Semiconductor Corp Note 0.500% 3/0 (Principal)	0.2	$1.7M	NEW	1.7M	0.99	View chart
Liberty Media Corp Del Note 2.250% 8/1 (Principal)	0.2	$1.7M	+9%	1.7M	1.01	View chart
Cutera Note 4.000% 6/0 (Principal)	0.2	$1.7M	+14%	7.8M	0.21	View chart
Altair Engr Note 1.750% 6/1 (Principal)	0.2	$1.6M		1.3M	1.32	View chart
Th International Ordinary Shares (THCH)	0.2	$1.6M		1.4M	1.15	View chart
Urban One Cl A (UONE)	0.2	$1.6M		586k	2.70	View chart
The Beauty Health Company Com Cl A (SKIN)	0.2	$1.5M		342k	4.44	View chart
Smart Global Hldgs Note 2.250% 2/1 (Principal)	0.2	$1.4M		1.0M	1.38	View chart
Nuveen Cr Strategies Income Com Shs (JQC)	0.2	$1.4M	-9%	245k	5.57	View chart
Chefs Whse Note 1.875%12/0 (Principal)	0.2	$1.4M		1.3M	1.03	View chart
Osisko Development Corp Com New (ODV)	0.2	$1.3M		625k	2.13	View chart
Sea Note 2.375%12/0 (Principal)	0.2	$1.3M	-22%	1.3M	1.00	View chart
Landsea Homes Corp *w Exp 01/08/202 (LSEAW)	0.1	$943k	+3%	2.2M	0.43	View chart
Etsy Note 0.250% 6/1 (Principal)	0.1	$791k		1.0M	0.79	View chart
Purecycle Technologies *w Exp 03/17/202 (PCTTW)	0.1	$660k	+2%	344k	1.92	View chart
Simplify Exchange Traded Fun Simplify Interst (PFIX)	0.1	$603k	-22%	14k	44.83	View chart
Kaman Corp Note 3.250% 5/0 (Principal)	0.1	$562k	-95%	563k	1.00	View chart
Ringcentral Note 3/1 (Principal)	0.1	$440k		489k	0.90	View chart
BlackRock Floating Rate Income Strat. Fn (FRA)	0.0	$273k	-44%	21k	12.94	View chart
Pennymac Corp Note 5.500% 3/1 (Principal)	0.0	$273k	-10%	287k	0.95	View chart
Nice Note 9/1 (Principal)	0.0	$263k	NEW	250k	1.05	View chart
Amprius Technologies *w Exp 09/14/202 (AMPX.WS)	0.0	$261k		1.1M	0.24	View chart
Energy Transfer Com Ut Ltd Ptn (ET)	0.0	$236k		15k	15.73	View chart
Spotify Usa Note 3/1 (Principal)	0.0	$229k		249k	0.92	View chart
Rlj Lodging Tr Cum Conv Pfd A (RLJ.PA)	0.0	$229k		9.3k	24.71	View chart
Block Note 5/0 (Principal)	0.0	$223k		249k	0.90	View chart
Okta Note 0.375% 6/1 (Principal)	0.0	$223k		242k	0.92	View chart
Cracker Barrel Old Ctry Stor Note 0.625% 6/1 (Principal)	0.0	$220k		249k	0.88	View chart
Cable One Note 3/1 (Principal)	0.0	$217k		248k	0.88	View chart
Lyft Note 1.500% 5/1 (Principal)	0.0	$202k		207k	0.98	View chart
Whole Earth Brands *w Exp 06/25/202 (FREEW)	0.0	$185k	+64%	3.4M	0.05	View chart
Sea Note 1.000%12/0 (Principal)	0.0	$182k		150k	1.21	View chart
Chegg Note 9/0 (Principal)	0.0	$167k		199k	0.84	View chart
Live Nation Entertainment In Note 2.000% 2/1 (Principal)	0.0	$167k		150k	1.11	View chart
Mfa Finl Note 6.250% 6/1 (Principal)	0.0	$161k		162k	0.99	View chart
Novocure Note 11/0 (Principal)	0.0	$144k		158k	0.91	View chart
Sea Note 0.250% 9/1 (Principal)	0.0	$143k		167k	0.86	View chart
Forum Energy Technologies In Note 9.000% 8/0 (Principal)	0.0	$138k		138k	1.00	View chart
Jazz Investments I Note 1.500% 8/1 (Principal)	0.0	$118k		120k	0.98	View chart
Liberty Media Corp Del Deb 3.750% 2/1 (Principal)	0.0	$91k	-17%	220k	0.41	View chart
Pioneer Floating Rate Trust (PHD)	0.0	$63k		6.5k	9.68	View chart
Freyr Battery *w Exp 07/09/202	0.0	$58k	NEW	346k	0.17	View chart
Weatherford Intl Ord Shs (WFRD)	0.0	$54k		467.00	115.63	View chart
Nuscale Pwr Corp *w Exp 05/02/202 (SMR.WS)	0.0	$49k	NEW	60k	0.82	View chart
Petroleum & Res Corp Com cef (PEO)	0.0	$42k		1.8k	23.33	View chart
Lanvin Group Holdings Limite *w Exp 01/14/202 (LANV.WS)	0.0	$41k		1.3M	0.03	View chart
Nuveen Floating Rate Income Fund (JFR)	0.0	$38k		4.4k	8.66	View chart
Haemonetics Corp Mass Note 3/0 (Principal)	0.0	$20k		22k	0.91	View chart
Finance Of America Compan *w Exp 04/08/202 (FOA.WS)	0.0	$16k		503k	0.03	View chart
Roadzen *w Exp 11/30/202 (RDZNW)	0.0	$14k		151k	0.09	View chart
Paysafe *w Exp 03/30/202 (PSFE.WS)	0.0	$12k		400k	0.03	View chart
Curiositystream Com Cl A (CURI)	0.0	$7.0k		6.3k	1.11	View chart
NWTN *w Exp 12/31/202 (NWTNW)	0.0	$4.0k		65k	0.06	View chart
Great Ajax Corp 7.25 CV SR NT 24 (AJXA)	0.0	$999.999000		27.00	37.04	View chart
Complete Solaria *w Exp 07/31/202 (CSLRW)	0.0	$999.288700		25k	0.04	View chart

Past Filings by Zazove Associates

SEC 13F filings are viewable for Zazove Associates going back to 2011

Zazove Associates 2024 Q1 filed May 7, 2024
Zazove Associates 2023 Q4 filed Jan. 31, 2024
Zazove Associates 2023 Q3 filed Oct. 31, 2023
Zazove Associates 2023 Q2 filed Aug. 7, 2023
Zazove Associates 2023 Q1 filed May 4, 2023
Zazove Associates 2022 Q4 filed Jan. 31, 2023
Zazove Associates 2022 Q2 filed Dec. 6, 2022
Zazove Associates 2022 Q3 filed Oct. 24, 2022
Zazove Associates 2022 Q1 filed April 22, 2022
Zazove Associates 2021 Q3 filed Oct. 25, 2021
Zazove Associates 2021 Q2 filed July 22, 2021
Zazove Associates 2021 Q1 filed April 27, 2021
Zazove Associates 2020 Q4 filed Feb. 10, 2021
Zazove Associates 2020 Q3 filed Oct. 27, 2020
Zazove Associates 2020 Q2 restated filed Aug. 6, 2020
Zazove Associates 2020 Q2 filed Aug. 4, 2020

View all past filings

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